CAPITALX

CAPITALX, LLC Legal Name

Adviser information for CAPITALX last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-130102
SEC ERA File Number 802-130102
SEC CIK Numbers None
SEC CRD Numbers 310537
Legal Entity Identifier None

Principal Office

338 MAIN STREET, 30E
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 1-650-422-8008, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CAPITALX CART FUND I, A SERIES OF SAX CAPITAL SERIES FUND III, LP Private Equity Fund $0.5M $0.0M 7
DRP 146, A SERIES OF SAX CAPITAL SERIES FUND III, LP Private Equity Fund $0.5M $0.0M 98
PPL 137, A SERIES OF SAX CAPITAL SERIES FUND III, LP Private Equity Fund $0.5M $0.0M 85
SCALE.AI SECONDARY, LP Private Equity Fund $0.7M $0.0M 44

Control Persons

Name Type Entity Title Since Ownership
Bi, Xinjuan Individual MEMBER 07/2020 > 75%

No. Employees, Historic

000202420250 on 3/28/2024