TRAILHEAD CAPITAL
TRAILHEAD CAPITAL MANAGEMENT LLC Legal Name
Adviser information for TRAILHEAD CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-130161 |
|---|---|
| SEC ERA File Number | 802-130161 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315272 |
| Legal Entity Identifier | None |
Principal Office
100 GARFIELD STSUITE 305
DENVER
CO
United States
Monday - Friday, 7:00 AM - 5:00 PM
Tel: 303-543-0726, Fax: None
Chief Compliance Officer
PETER M. OBERLE
100 GARFIELD ST
SUITE 305
DENVER
CO
United States
Tel:
(617) 699-7640
P******@***************M
(Full email address available in API data)
Industry Affiliates
| TRAILHEAD CAPITAL GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TH OMEAT SPV, A SERIES OF CGF2021 LLC | Venture Capital Fund | $0.4M | $0.0M | 12 |
| TRAILHEAD CAPITAL REGENERATION FUND I LP | Venture Capital Fund | $49.0M | $0.5M | 99 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PELZ, ROBERT, L | Individual | – | MEMBER OF THE REGISTRANT | 10/2020 | 25-50% |
| OBERLE, PETER, MATTHEW | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER OF THE REGISTRANT | 10/2020 | 25-50% |
| LEWIS, MARK, JAMES | Individual | – | MEMBER OF THE REGISTRANT | 10/2020 | 25-50% |
| WALL, WILLIAM, HARRISON | Individual | – | MEMBER OF TRAILHEAD CAPITAL GP, LLC | 04/2021 | 10-25% |
| PELZ, ROBERT, L | Individual | – | MEMBER OF TRAILHEAD CAPITAL GP, LLC | 04/2021 | 25-50% |
| OBERLE, PETER, MATTHEW | Individual | – | MEMBER OF TRAILHEAD CAPITAL GP, LLC | 04/2021 | 25-50% |
| LEWIS, MARK, JAMES | Individual | – | MEMBER OF TRAILHEAD CAPITAL GP, LLC | 04/2021 | 25-50% |