LUMEN ASSET MANAGEMENT LIMITED
Adviser information for LUMEN ASSET MANAGEMENT LIMITED last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-130175 |
|---|---|
| SEC ERA File Number | 802-130175 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329531 |
| Legal Entity Identifier | 213800EDA6XKTGGXNZ23 |
Principal Office
11 OLD JEWRYLONDON
United Kingdom
Monday - Friday, 9AM - 6PM
Tel: 02078380010, Fax: None
Websites
Chief Compliance Officer
ELIZABETH FRUMSON
11 OLD JEWRY
LONDON
United Kingdom
Tel:
+442078380010
E****************@****************M
(Full email address available in API data)
Industry Affiliates
| LAVEN ADVISORS LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LYRIK VC I LP | Venture Capital Fund | $12.3M | $0.2M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Guo, Linhao | Individual | – | DIRECTOR | 03/2019 | < 5% |
| LAVEN HOSTING LIMITED | Foreign Entity | – | PARENT COMPANY | 03/2023 | > 75% |
| Frumson, Elizabeth | Individual | – | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| Lussan, Jerome, de Lavenere | Individual | – | DIRECTOR | 03/2019 | < 5% |
| LAVEN PARTNERS LTD | Foreign Entity | LAVEN HOSTING LIMITED | PARENT COMPANY | 03/2023 | > 75% |
| LAVEN HOLDINGS LTD | Foreign Entity | LAVEN PARTNERS LTD | PARENT COMPANY | 03/2023 | > 75% |
| THE KALIN TRUST | Foreign Entity | LAVEN HOLDINGS LTD | TRUST | 03/2023 | > 75% |
| CONCORDE WEALTH MANAGEMENT SA | Foreign Entity | THE KALIN TRUST | CORPORATE TRUSTEE | 03/2023 | > 75% |