LAVEN ADVISORS LLP
Adviser information for LAVEN ADVISORS LLP last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-130176 |
|---|---|
| SEC ERA File Number | 802-130176 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328030 |
| Legal Entity Identifier | 213800O7KA7IELDUHK88 |
Principal Office
11 OLD JEWRYLONDON, GREATER LONDON
United Kingdom
Monday - Friday, 9AM - 6PM GMT
Tel: 00442078380010, Fax: None
Chief Compliance Officer
ELIZABETH FRUMSON
COO
11 OLD JEWRY
LONDON
United Kingdom
Tel:
+442078380010
E****************@****************M
(Full email address available in API data)
Industry Affiliates
| LUMEN ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONCRETE VC I LP | Venture Capital Fund | $3.1M | $0.5M | 7 |
| HAKLUYT CAPITAL I LP | Private Equity Fund | $11.2M | $2.0M | 30 |
| HAKLUYT CAPITAL I POOLING LP | Private Equity Fund | $2.6M | $0.1M | 46 |
| PINK SALT VENTURES I LP | Venture Capital Fund | $0.5M | $0.1M | 18 |
| SENTIENT VENTURES I LP | Venture Capital Fund | $2.1M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Frumson, Elizabeth | Individual | – | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| Lussan, Jerome, de Lavenere | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2005 | < 5% |
| Guo, Linhao | Individual | – | CHIEF FINANCIAL OFFICER | 07/2012 | < 5% |
| LAVEN HOSTING LIMITED | Foreign Entity | – | CORPORATE PARTNER | 01/2018 | > 75% |
| LAVEN PARTNERS LTD | Foreign Entity | LAVEN HOSTING LIMITED | CORPORATE CONTROLLER | 08/2017 | > 75% |
| LAVEN HOLDINGS LTD | Foreign Entity | LAVEN PARTNERS LTD | CORPORATE CONTROLLER | 08/2017 | > 75% |
| CONCORDE WEALTH MANAGEMENT SA | Foreign Entity | LAVEN HOLDINGS LTD | CORPORATE TRUSTEE | 12/2022 | |
| THE KALIN TRUST | Foreign Entity | LAVEN HOLDINGS LTD | TRUST | 08/2017 |