CHARTWELL INVESTMENTS
CHARTWELL INVESTMENTS II, LLC Legal Name
Adviser information for CHARTWELL INVESTMENTS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-73238 |
|---|---|
| SEC ERA File Number | 802-73238 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160554 |
| Legal Entity Identifier | None |
Principal Office
125 E 83RD STSUITE 2
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-521-5503, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| CHARTWELL INVESTMENTS ENTREPRENEUR & FOUNDER CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHARTWELL INVESTMENTS MANAGERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHARTWELL INVESTMENTS MANAGERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHARTWELL MANAGERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHIEF CAPITAL I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHIEF CAPITAL III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MADER HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALEXACAR III, LLC | SINGLE PURPOSE COINVESTMENT VEHICLE | $0.2M | $0.1M | 5 |
| CHARTSCAN LLC | SINGLE PURPOSE INVESTMENT VEHICLE | $7.0M | $0.0M | 40 |
| CHARTWELL COINVESTORS II, LP | Private Equity Fund | $1.0M | $1.0M | 2 |
| CHARTWELL INVESTMENTS II, LP | Private Equity Fund | $16.0M | $1.0M | 30 |
| CHARTWELL OVERSEAS PARTNERS II, LP | Private Equity Fund | $7.0M | $1.0M | 4 |
| CHIEF CAPITAL BLUE OCEAN, LLC | SINGLE PURPOSE INVESTMENT VEHICLE | $2.0M | $0.0M | 10 |
| CHIEF CAPITAL GUARDIAN, LLC | SINGLE PURPOSE INVESTMENT VEHICLE | $8.0M | $0.1M | 30 |
| MADER HOLDINGS, L.P. | SINGLE PURPOSE INVESTMENT VEHICLE | $9.0M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHEIN, MICHAEL, SCOTT | Individual | – | MEMBER, MANAGER, MANAGING PARTNER | 01/2004 | > 75% |