NEW CHINA INVESTMENT MANAGEMENT, INC.
Adviser information for NEW CHINA INVESTMENT MANAGEMENT, INC. last updated from Form ADV on February 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
ONE DOCK STREET SUITE 610STAMFORD
CT
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 203-328-1800, Fax: 203-328-1801
Websites
Chief Compliance Officer
ROBERT STILLMAN
ONE DOCK STREET
SUITE 610
STAMFORD
CT
United States
Tel:
(203) 328-1800
Fax:
(203) 328-1801
R********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE CATHAY INVESTMENT FUND, LTD. | Private Equity Fund | $33.4M | $0.0M | 86 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOLANSKY, PAUL, STEVEN | Individual | – | SHAREHOLDER, DIRECTOR, CHAIRMAN, PRESIDENT AND SECRETARY | 12/2008 | 50-75% |
| SUSSMAN, SELWYN, DONALD | Individual | – | DIRECTOR AND VICE PRESIDENT | 12/2008 | < 5% |
| ENG, ANITA, HO | Individual | – | CONTROLLER, ASSISTANT SECRETARY | 12/2008 | < 5% |
| STILLMAN, ROBERT, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| TRUST CATHAY MANAGEMENT, LLC | Domestic Entity | – | SHAREHOLDER | 11/2020 | 50-75% |
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | Domestic Entity | TRUST CATHAY MANAGEMENT, LLC | SOLE MEMBER | 11/2020 | > 75% |
| SUSSMAN, SELWYN, DONALD | Individual | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | TRUSTEE AND BENEFICIARY | 11/2020 | > 75% |