CAPITAL DYNAMICS, LTD.
CAPITAL DYNAMICS LIMITED Legal Name
Adviser information for CAPITAL DYNAMICS, LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-73639 |
|---|---|
| SEC ERA File Number | 802-73639 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161055 |
| Legal Entity Identifier | None |
Principal Office
WHITFIELD COURT, 2ND FLOOR30-32 WHITFIELD STREET
LONDON
United Kingdom
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 44 121 200 8800, Fax: 44 121 200 8899
Chief Compliance Officer
REID CONWAY
GLOBAL CHIEF COMPLIANCE OFFICER
444 MADISON AVE
21ST FLOOR
NEW YORK
NY
United States
Tel:
1-212-798-3400
R******@*********M
(Full email address available in API data)
Industry Affiliates
| CAPITAL DYNAMICS (HONG KONG) LTD | Other investment adviser, including financial planners |
| CAPITAL DYNAMICS AG | Other investment adviser, including financial planners |
| CAPITAL DYNAMICS BROKER DEALER LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CAPITAL DYNAMICS CEI GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS CO., LTD. | Other investment adviser, including financial planners |
| CAPITAL DYNAMICS GENERAL PARTNERS I SARL | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS GENERAL PARTNERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS GENERAL PARTNERS SARL | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS GENERATION VII GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS GENERATION VIII GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS GLOBAL SECONDARIES IV (SCOTS) GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CAPITAL DYNAMICS HOLDING AG | Sponsor or syndicator of limited partnerships |
| CAPITAL DYNAMICS LGPS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS MID MARKET DIRECT IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS SGR S.P.A. | Other investment adviser, including financial planners |
| CAPITAL DYNAMICS UK GP I LLP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS UK GP II LLP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS UK GP III LLP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS UK GP IV LLP | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS US INC. | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL DYNAMICS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPITAL DYNAMICS CLEAN ENERGY AND INFRASTRUCTURE FEEDER A (CAYMAN) L.P. | Private Equity Fund | $2.2M | $2.0M | 3 |
| CAPITAL DYNAMICS CLEAN ENERGY AND INFRASTRUCTURE VIA, SCSP | Private Equity Fund | $5.2M | $0.3M | 20 |
| CAPITAL DYNAMICS EUROPEAN CO-INVESTMENT FUND L.P. | Private Equity Fund | $0.3M | $1.0M | 12 |
| CAPITAL DYNAMICS GLOBAL SECONDARIES V (FEEDER) SCSP | Private Equity Fund | $333.2M | $0.1M | 55 |
| CAPITAL DYNAMICS GLOBAL SECONDARIES VI (FEEDER),SCSP | Private Equity Fund | $39.9M | $0.1M | 26 |
| CAPITAL DYNAMICS MID-MARKET DIRECT III | Private Equity Fund | $5.4M | $0.6M | 8 |
| CAPITAL DYNAMICS MID-MARKET DIRECT III FEEDER, LP | Private Equity Fund | $0.3M | $0.8M | 4 |
| CAPITAL DYNAMICS S.C.A. - FUND 10 | Private Equity Fund | $16.1M | $0.9M | 8 |
| CAPITAL DYNAMICS S.C.A. - MID-MARKET DIRECT III | Private Equity Fund | $41.3M | $1.1M | 6 |
| CD CEI AIV FUND LP | Private Equity Fund | $91.6M | $1.8M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPITAL DYNAMICS AG | Foreign Entity | – | PARENT COMPANY | 03/2005 | > 75% |
| CAPITAL DYNAMICS HOLDING AG | Foreign Entity | CAPITAL DYNAMICS AG | OWNER | 03/2005 | > 75% |
| AHMAD, HINA | Individual | – | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | 07/2019 | < 5% |
| HAHN, MARTIN, GILLIS | Individual | – | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER | 11/2011 | < 5% |
| BERNSTEIN, ANDREW, GLENN | Individual | – | EXECUTIVE COMMITTEE MEMBER | 03/2015 | < 5% |
| ZEITER, HARALD | Individual | – | GROUP GENERAL COUNSEL, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | 03/2015 | < 5% |
| GOSTIN, BRYN, GARETH | Individual | – | EXECUTIVE COMMITTEE MEMBER | 03/2020 | < 5% |
| HIRSCHBIEL, CAROLIN | Individual | – | EXECUTIVE COMMITTEE MEMBER | 03/2020 | < 5% |
| GEORGIOU, GEORGE | Individual | – | EXECUTIVE COMMITTEE MEMBER | 01/2013 | < 5% |
| CONWAY, REID, WILLIAM | Individual | – | GLOBAL CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| DSA AG | Foreign Entity | CAPITAL DYNAMICS HOLDING AG | OWNER | 01/2021 | > 75% |
| HEATH, ROLAND, JANUSZ | Individual | – | BOARD MEMBER | 11/2017 | < 5% |
| COLES, BARNEY, ALISTAIR | Individual | – | EXECUTIVE COMMITTEE MEMBER | 03/2022 | < 5% |
| MARKS, JOSEPH, BRINDIS | Individual | – | EXECUTIVE COMMITTEE MEMBER | 03/2022 | < 5% |
| Bertagna, Dario | Individual | – | EXECUTIVE COMMITTEE MEMBER | 03/2022 | < 5% |
| KUBR, THOMAS, J | Individual | DSA AG | OWNER | 11/2023 | 50-75% |