PINEBRIDGE INVESTMENTS ASIA LIMITED
Adviser information for PINEBRIDGE INVESTMENTS ASIA LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bermuda |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-74181 |
|---|---|
| SEC ERA File Number | 802-74181 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160816 |
| Legal Entity Identifier | 549300CIBBKSZEO8G385 |
Principal Office
SUITE 1411, TWO PACIFIC PLACE,88 QUEENSWAY, ADMIRALTY
HONG KONG
China
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 852-3970-3970, Fax: 852-2234-0637
Websites
Chief Compliance Officer
DORIS LAM
HEAD OF COMPLIANCE
SUITE 1411, TWO PACIFIC PLACE,
88 QUEENSWAY, ADMIRALTY
HONG KONG
China
Tel:
852 39703671
Fax:
852 22340637
D********@*************M
(Full email address available in API data)
Industry Affiliates
| FWD MANAGEMENT HOLDINGS LIMITED | Insurance company or agency |
| HUATAI-PINEBRIDGE FUND MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| PINEBRIDGE BENSON ELLIOT | Other investment adviser, including financial planners |
| PINEBRIDGE INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS EUROPE LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS HONG KONG LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS IRELAND LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS JAPAN CO., LTD. | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PINEBRIDGE INVESTMENTS MALAYSIA SDN BHD | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS MANAGEMENT TAIWAN LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS SINGAPORE LIMITED | Other investment adviser, including financial planners |
| PINEBRIDGE INVESTMENTS SWITZERLAND GMBH | Other investment adviser, including financial planners |
| PINEBRIDGE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PINEBRIDGE ASIA EX JAPAN EQUITY FUND | DUBLIN UCITS | $148.2M | $0.0M | 75 |
| PINEBRIDGE ASIA EX JAPAN SMALL CAP EQUITY FUND | DUBLIN UCITS | $1,284.6M | $0.0M | 241 |
| PINEBRIDGE ASIA PACIFIC INVESTMENT GRADE BOND FUND | DUBLIN UCITS | $371.5M | $0.0M | 104 |
| PINEBRIDGE ASIA PARTNERS II, L.P. | Private Equity Fund | $9.6M | $10.0M | 58 |
| PINEBRIDGE ASIAN HIGH YIELD TOTAL RETURN BOND FUND | DUBLIN UCITS | $148.3M | $0.0M | 19 |
| PINEBRIDGE CHINA A SHARES QUANTITATIVE FUND | DUBLIN UCITS | $29.2M | $0.0M | 9 |
| PINEBRIDGE GREATER CHINA EQUITY FUND | DUBLIN UCITS | $50.7M | $0.0M | 44 |
| PINEBRIDGE INDIA EQUITY FUND | DUBLIN UCITS | $1,012.9M | $0.0M | 240 |
| PINEBRIDGE JAPAN EQUITY FUND | DUBLIN UCITS | $64.6M | $0.0M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TSE, EDMUND | Individual | – | DIRECTOR & NON-EXECUTIVE CHAIRMAN | 02/2011 | < 5% |
| LI, RICHARD, TZAR KAI | Individual | CHILTONLINK LIMITED | SHAREHOLDER | 12/1996 | > 75% |
| PINEBRIDGE INVESTMENTS HOLDINGS (GIBRALTAR) NO. 1 LIMITED | Foreign Entity | – | DIRECT OWNER | 03/2010 | > 75% |
| PINEBRIDGE INVESTMENTS HOLDINGS HONG KONG LIMITED | Foreign Entity | PINEBRIDGE INVESTMENTS HOLDINGS (GIBRALTAR) NO. 1 LIMITED | SHAREHOLDER | 12/2019 | > 75% |
| PACIFIC CENTURY PARTNERS GP LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. | GENERAL PARTNER | 08/2009 | |
| PINEBRIDGE INVESTMENTS L.P. | Foreign Entity | PINEBRIDGE INVESTMENTS HOLDINGS HONG KONG LIMITED | SHAREHOLDER | 03/2010 | > 75% |
| BRIDGE HOLDINGS COMPANY LIMITED | Foreign Entity | PINEBRIDGE INVESTMENTS L.P. | GENERAL PARTNER | 08/2009 | |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. | Foreign Entity | PINEBRIDGE INVESTMENTS L.P. | LIMITED PARTNER | 08/2009 | > 75% |
| PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | SHAREHOLDER | 08/2009 | > 75% |
| CHILTONLINK LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED | SHAREHOLDER | 07/2009 | > 75% |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | Foreign Entity | PACIFIC CENTURY PARTNERS GP LIMITED | SHAREHOLDER | 08/2009 | > 75% |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | Foreign Entity | BRIDGE HOLDINGS COMPANY LIMITED | SHAREHOLDER | 08/2009 | > 75% |
| PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED | Foreign Entity | PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. | LIMITED PARTNER | 08/2009 | > 75% |
| PANG, CECILY, SZE SZE | Individual | – | CHIEF LEGAL OFFICER ASIA EX-JAPAN | 01/2013 | < 5% |
| LAM, DORIS, PIK CHUN | Individual | – | HEAD OF COMPLIANCE | 07/2012 | < 5% |
| Lim, Chuan Jie | Individual | – | HEAD OF INVESTMENT OPERATIONS, ASIA | 11/2021 | < 5% |
| SWEENEY, KIRK, CHESTER | Individual | – | CHIEF EXECUTIVE OFFICER, ASIA | 03/2022 | < 5% |
| Suen, To Ham | Individual | – | DIRECTOR | 09/2022 | < 5% |
| Soon, Yan Seen | Individual | – | DIRECTOR | 09/2022 | < 5% |
| BIAN, JEANNE, SHIZHEN | Individual | – | HEAD OF FINANCE | 09/2022 | < 5% |