RATIONALWAVE ASSOCIATES CORP.
Adviser information for RATIONALWAVE ASSOCIATES CORP. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74576 |
|---|---|
| SEC ERA File Number | 802-74576 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160515 |
| Legal Entity Identifier | None |
Principal Office
108 ARDSLEY ROADSCARSDALE
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 914-584-5400, Fax: None
Websites
Chief Compliance Officer
MARK N. ROSENBLATT
PRESIDENT, CHIEF INVESTMENT OFFICER, SECRETARY
108 ARDSLEY ROAD
SCARSDALE
NY
United States
Tel:
914-584-5400
M*@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RATIONALWAVE ONSHORE EQUITY FUND, L.P. | Hedge Fund | $38.1M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSENBLATT, MARK, N. | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER, SECRETARY AND STOCKHOLDER | 01/2003 | > 75% |