BRASS RING CAPITAL, INC.
Adviser information for BRASS RING CAPITAL, INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74602 |
|---|---|
| SEC ERA File Number | 802-74602 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161781 |
| Legal Entity Identifier | None |
Principal Office
301 CARLSON PARKWAYSUITE 265
MINNETONKA
MN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 952-473-2710, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| MOSQUITO CAPITAL II, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PCRII LIQUIDATING TRUST | Private Equity Fund | $0.4M | $0.3M | 84 |
| WALLEYE CAPITAL PARTNERS, L.P. | Private Equity Fund | $36.1M | $0.5M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAFFEL, DAVID, JAMES | Individual | – | CFO | 05/2011 | > 75% |
| Grindell, William, L. | Individual | – | MANAGING DIRECTOR | 04/2012 | 5-10% |