CAPITON AG
Adviser information for CAPITON AG last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Germany |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74652 |
|---|---|
| SEC ERA File Number | 802-74652 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161091 |
| Legal Entity Identifier | None |
Principal Office
BLEIBTREUSTR 33BERLIN
Germany
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 0049303159450, Fax: 00493031594557
Chief Compliance Officer
GERWIN THEILER
BLEIBTREUSTR. 33
BERLIN
Germany
Tel:
00493031594524
Fax:
00493031594557
T******@*********E
(Full email address available in API data)
Industry Affiliates
| CAPITON ADMIN | Sponsor, GP, manager of pooled investment vehicles |
| CAPITON META | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPITON OMEGA GMBH & CO KG | Private Equity Fund | $96.6M | $1.1M | 10 |
| CAPITON OMEGA HEALTH 1 GMBH & CO KG | Private Equity Fund | $28.2M | $0.5M | 7 |
| CAPITON OMEGA HEALTH 2 GMBH & CO KG | Private Equity Fund | $28.0M | $0.5M | 12 |
| CAPITON OMEGA P GMBH & CO KG | Private Equity Fund | $123.0M | $1.1M | 6 |
| CAPITON QUANTUM GMBH & CO GESCHLOSSENE INVESTMENT-KG | Private Equity Fund | $346.0M | $1.1M | 47 |
| CAPITON V GMBH & CO BETEILIGUNGS KG | Private Equity Fund | $218.7M | $1.1M | 55 |
| CAPITON VI AXXENCE CO-INVEST GMBH & CO GESCHLSOSSENE INVESTMENT-KG | Private Equity Fund | $43.9M | $1.3M | 14 |
| CAPITON VI GMBH & CO BETEILIGUNGS KG | Private Equity Fund | $816.4M | $6.0M | 51 |
| CAPITON VI SELECT UNIGESTION CO-INVEST GMBH & CO KG | Private Equity Fund | $9.0M | $1.3M | 2 |
| CAPITON VI WUNDEX CO-INVESTMENT GMBH & CO GESCHLSOSSENE INVESTMENT-KG | Private Equity Fund | $63.1M | $1.3M | 6 |
| UNISONO PARALLEL-BETEILIGUNGEN V GMBH & CO KG | Private Equity Fund | $8.8M | $1.1M | 10 |
| UNISONO QUANTUM 1 GMBH & CO. GESCHLOSSENE INVESTMENT-KG | Private Equity Fund | $11.1M | $0.2M | 9 |
| UNISONO QUANTUM 2 GMBH & CO. GESCHLOSSENE INVESTMENT-KG | Private Equity Fund | $7.9M | $0.2M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPITON HOLDING GMBH | Foreign Entity | – | SHAREHOLDER | 05/2004 | > 75% |
| HERTWECK, MANUEL, WOLFGANG | Individual | – | CHIEF INVESTOR RELATION OFFICER | 08/2013 | < 5% |
| Winkler, Frank, Markus | Individual | – | CHIEF INVESTMENT OFFICER | 03/2017 | < 5% |
| Karbenk, Christoph | Individual | – | VORSTAND | 10/2022 | < 5% |