EMPIRICAL CAPITAL MANAGEMENT, LLC

Adviser information for EMPIRICAL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-74687
SEC ERA File Number 802-74687
SEC CIK Numbers 1642274
SEC CRD Numbers 160509
Legal Entity Identifier None

Principal Office

100 BLUEGRASS COMMONS BLVD.
SUITE 350
HENDERSONVILLE
TN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M. CST
Tel: 615-824-1445, Fax: 615-431-4046

Chief Compliance Officer

None

Industry Affiliates

EMPIRICAL CAPITAL HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EMPIRICAL CAPITAL PARTNERS, L.P. Hedge Fund $93.4M $1.0M 41
EMPIRICAL CAPITAL SECULAR GROWTH FUND, L.P. Hedge Fund $4.3M $1.0M 18

Control Persons

Name Type Entity Title Since Ownership
BLACKMAN, CRISTAN, KINNARD Individual MANAGER AND MEMBER 02/2001 < 5%
BLACKMAN, TINA, JAYNE Individual MEMBER 02/2001 > 75%

No. Employees, Historic

000202020212022202320240 on 3/16/20200 on 3/31/20210 on 3/31/20220 on 3/31/2023

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC-CL C COM 18K 100K
AMAZON.COM INC COM 19K 100K
COINBASE GLOBAL INC -CLASS A COM 556 3K
COSTCO WHOLESALE CORP COM 15K 18K
DELL TECHNOLOGIES -C COM 276 2K
FEDEX CORP COM 9K 30K
HUNT (JB) TRANSPRT SVCS INC COM 6K 41K
MAGNITE INC COM 279 21K
MARTEN TRANSPORT LTD COM 7K 400K
NETFLIX INC COM 4K 6K
PALANTIR TECHNOLOGIES INC-A COM 9K 353K
PINTEREST INC- CLASS A COM 12K 268K
ROKU INC COM 11K 177K
TJX COMPANIES INC COM 11K 100K
WAL-MART STORES INC COM 12K 170K
XPO LOGISTICS INC COM 5K 50K