LIM ADVISORS LIMITED
Adviser information for LIM ADVISORS LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-74699 |
|---|---|
| SEC ERA File Number | 802-74699 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159888 |
| Legal Entity Identifier | 213800JLOOMVYHQJC212 |
Principal Office
1901 RUTTONJEE HOUSE11 DUDDELL STREET, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM TO 6PM
Tel: +852 2533 0900, Fax: +852 2533 0951
Chief Compliance Officer
VIVIAN LEE
HEAD OF COMPLIANCE
1901 RUTTONJEE HOUSE
11 DUDDELL STREET, CENTRAL
HONG KONG
Hong Kong
Tel:
+852 2533 0917
Fax:
+852 2533 0952
V*********@**************M
(Full email address available in API data)
Industry Affiliates
| LIM GLOBAL ADVISORS LIMITED | Other investment adviser, including financial planners |
| LONG INVESTMENT (MAURITIUS) LTD | Other investment adviser, including financial planners |
| LONG INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIM ASIA MULTI-STRATEGY FUND INC. | Hedge Fund | $15.6M | $1.0M | 7 |
| LIM ASIA SPECIAL SITUATIONS MASTER FUND LIMITED | Hedge Fund | $25.8M | $1.0M | 8 |
| LIM JAPAN EVENT MASTER FUND | Hedge Fund | $60.5M | $0.5M | 5 |
| LIM OPPORTUNISTIC FUND 2 LP | Private Equity Fund | $0.0M | $1.0M | 6 |
| LIM OPPORTUNISTIC FUND 3 LP | Private Equity Fund | $41.3M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LONG INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | Foreign Entity | – | SHAREHOLDER | 05/1995 | > 75% |
| LONG, GEORGE, WILLIAMSON | Individual | – | DIRECTOR | 05/1995 | < 5% |
| LONG, GEORGE, WILLIAMSON | Individual | LONG INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | SHAREHOLDER | 05/1995 | > 75% |
| LONG, MARGARET, M | Individual | – | DIRECTOR | 05/1995 | < 5% |
| Maitland Gardner, David, Colin | Individual | – | DIRECTOR | 04/2022 | < 5% |