FTV CAPITAL

FTV MANAGEMENT COMPANY LP Legal Name

Adviser information for FTV CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-74706
SEC ERA File Number	802-74706
SEC CIK Numbers	None
SEC CRD Numbers	159568
Legal Entity Identifier	None

Principal Office

601 CALIFORNIA STREET, FLOOR 19
FLOOR 19
SAN FRANCISCO
CA
United States

Monday - Friday, 8 AM - 5 PM

Tel: 415-229-3000, Fax: 212-682-4480

Websites

www.linkedin.com/company/ftv-capital ftvcapital.com/ twitter.com/ftvcapital ftv.sharesecurely.com/login

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
FINANCIAL TECHNOLOGY VENTURES II (Q), L.P.	Venture Capital Fund	$6.2M	$0.1M	156
FINANCIAL TECHNOLOGY VENTURES II, L.P.	Venture Capital Fund	$0.0M	$0.1M	20
FTV IV, L.P.	Venture Capital Fund	$685.0M	$0.3M	169
FTV V, L.P.	Venture Capital Fund	$2,116.5M	$0.1M	108
FTV VI CO-INVEST VEHICLE, L.P.	Venture Capital Fund	$100.8M	$1.0M	2
FTV VI, L.P.	Venture Capital Fund	$2,071.5M	$5.0M	146
FTV VII, L.P.	Venture Capital Fund	$2,364.0M	$5.0M	259
FTVENTURES III-N, L.P.	Venture Capital Fund	$6.7M	$0.1M	1
FTVENTURES III-T, L.P.	Venture Capital Fund	$4.1M	$0.1M	1
FTVENTURES III, L.P.	Venture Capital Fund	$161.6M	$0.3M	196
FUND VII WAREHOUSE VEHICLE, L.P.	Venture Capital Fund	$98.8M	$1.0M	2
GROWTH VII OPPORTUNITIES, L.P.	Venture Capital Fund	$32.9M	$1.0M	1
GROWTH VII-CENTRE, L.P.	Venture Capital Fund	$48.4M	$0.3M	5

Control Persons

Name	Type	Entity	Title	Since	Ownership
BERNSTEIN, BRADFORD, ERIC	Individual	–	MANAGING PARTNER	01/2007	50-75%
FTV INTERMEDIATE MANAGEMENTCO GP, LLC	Domestic Entity	–	GENERAL PARTNER	05/2023	< 5%
BERNSTEIN, BRADFORD, ERIC	Individual	FTV MANAGEMENT COMPANY GP, LLC	MANAGING MEMBER	01/2007	25-50%
GARMAN, RICHARD, N	Individual	–	MANAGING MEMBER OF FINANCIAL TECHNOLOGY MANAGEMENT II, LLC	12/2000	10-25%
FINANCIAL TECHNOLOGY MANAGEMENT II, LLC	Domestic Entity	–	GENERAL PARTNER	12/2000	10-25%
HURET, ROBERT, ALAN	Individual	–	MANAGING MEMBER OF FINANCIAL TECHNOLOGY MANAGEMENT II, LLC	12/2000	10-25%
HALE, JAMES, C	Individual	–	MANAGING MEMBER OF FINANCIAL TECHNOLOGY MANAGEMENT II, LLC	12/2000	10-25%
BERNSTEIN, BRADFORD, ERIC	Individual	–	NON MANAGING MEMBER OF FINANCIAL TECHNOLOGY MANAGEMENT II, LLC	05/2003	10-25%
FTVENTURES MANAGEMENT III, LLC	Domestic Entity	–	GENERAL PARTNER	06/2007	10-25%
BERNSTEIN, BRADFORD, ERIC	Individual	–	MANAGING MEMBER OF FTVENTURES MANAGEMENT III, LLC	06/2007	10-25%
HURET, ROBERT, ALAN	Individual	–	MANAGING MEMBER OF FTVENTURES MANAGEMENT III, LLC	06/2007	5-10%
HAYNES, DAVID, ALLYN	Individual	–	MANAGING MEMBER OF FTVENTURES MANAGEMENT III, LLC	06/2007	5-10%
HALE, JAMES, C	Individual	–	MANAGING MEMBER OF FTVENTURES MANAGEMENT III, LLC	06/2007	5-10%
GARMAN, RICHARD, N	Individual	–	MANAGING MEMBER OF FTVENTURES MANAGEMENT III, LLC	06/2007	25-50%
FTV MANAGEMENT IV, LLC	Domestic Entity	–	GENERAL PARTNER	04/2012	10-25%
WINSHIP, CHRISTOPHER, HEALD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT IV, LLC	12/2012	10-25%
BERNSTEIN, BRADFORD, ERIC	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT IV, LLC	12/2012	25-50%
HAYNES, DAVID, ALLYN	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT IV, LLC	12/2012	< 5%
GARMAN, RICHARD, N	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT IV, LLC	12/2012	25-50%
GILBERT, KAREN, DERR	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT IV, LLC	04/2014	< 5%
GITIG, LIRON	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT IV, LLC	04/2014	5-10%
WINSHIP, CHRISTOPHER, HEALD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	10-25%
BERNSTEIN, BRADFORD, ERIC	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	10-25%
HAYNES, DAVID, ALLYN	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	< 5%
GARMAN, RICHARD, N	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	10-25%
GILBERT, KAREN, DERR	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	< 5%
GITIG, LIRON	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	5-10%
GRISWOLD, KYLE, ADAMS	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT V, LLC	11/2016	5-10%
FTV MANAGEMENT V LLC	Domestic Entity	–	GENERAL PARTNER	11/2016	10-25%
MASON, ALEXANDER, FIELD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	< 5%
ANDERSON, ROBERT, FITZGERALD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	5-10%
WINSHIP, CHRISTOPHER, HEALD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	10-25%
BERNSTEIN, BRADFORD, ERIC	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	25-50%
HAYNES, DAVID, ALLYN	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	< 5%
GARMAN, RICHARD, N	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	< 5%
GILBERT, KAREN, DERR	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	< 5%
GRISWOLD, KYLE, ADAMS	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VI, LLC	01/2020	5-10%
ANDERSON, ROBERT, FITZGERALD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	5-10%
BERNSTEIN, BRADFORD, ERIC	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	25-50%
GARMAN, RICHARD, N	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	< 5%
GILBERT, KAREN, DERR	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	< 5%
GRISWOLD, KYLE, ADAMS	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	10-25%
HAYNES, DAVID, ALLYN	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	< 5%
MASON, ALEXANDER, FIELD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	5-10%
WINSHIP, CHRISTOPHER, HEALD	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	10-25%
LIU, RICHARD, Y	Individual	–	MANAGING MEMBER OF FTV MANAGEMENT VII, L.L.C.	08/2021	< 5%
CABRAL, PAUL, MICHAEL	Individual	–	CHIEF FINANCIAL OFFICER	04/2023	< 5%
FTV MANAGEMENT COMPANY GP, LLC	Domestic Entity	FTV MANAGEMENT FEEDER, L.P.	GENERAL PARTNER	01/2007
FTV MANAGEMENT HOLDINGS, L.P.	Domestic Entity	–	LIMITED PARTNER	05/2023	> 75%
FTV MANAGEMENT FEEDER, L.P.	Domestic Entity	FTV MANAGEMENT HOLDINGS, L.P.	LIMITED PARTNER	05/2023	> 75%
FTV PINNACLE, L.P.	Domestic Entity	FTV MANAGEMENT FEEDER, L.P.	LIMITED PARTNER	05/2023	> 75%

No. Employees, Historic