HANSEATIC CORPORATION
Adviser information for HANSEATIC CORPORATION last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74712 |
|---|---|
| SEC ERA File Number | 802-74712 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162751 |
| Legal Entity Identifier | None |
Principal Office
59 FRONT STREETMILLBROOK
NY
United States
Monday - Friday, 9:30-5:30
Tel: 845-677-4652, Fax: 845-677-4654
Chief Compliance Officer
NoneIndustry Affiliates
| HANSEATIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HANSABEL INCOME , L.P. | Private Equity Fund | $25.0M | $1.0M | 3 |
| HANSEATIC AMERICAS LTD | Private Equity Fund | $49.5M | $1.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRABER, WOLFGANG | Individual | – | CHAIRMAN, DIRECTOR AND SHAREHOLDER | 04/1983 | 50-75% |
| BIDDELMAN, PAUL, ALAN | Individual | – | PRESIDENT AND DIRECTOR | 04/1992 | < 5% |
| TRABER, ALEXANDRA | Individual | – | SHAREHOLDER | 02/2006 | 5-10% |
| TRABER, MAXIMILIAN | Individual | – | SHAREHOLDER | 02/2006 | 5-10% |
| TRABER, LUCAS | Individual | – | SHAREHOLDER | 02/2006 | 5-10% |
| SCHRAG, RAYMOND, V.J. | Individual | – | DIRECTOR | 01/2005 | < 5% |