ASCENT VENTURE PARTNERS
ASCENT VENTURE MANAGEMENT, INC Legal Name
Adviser information for ASCENT VENTURE PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74730 |
|---|---|
| SEC ERA File Number | 802-74730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162108 |
| Legal Entity Identifier | None |
Principal Office
31 MEADOWBROOK RDBEDFORD
MA
United States
Monday - Friday, 9-5
Tel: 617-720-9400, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| ASCENT VENTURE MANAGEMENT IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASCENT VENTURE MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ASCENT VENTURE MANAGEMENT VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASCENT VENTURE PARTNERS IV-B, L.P. | Venture Capital Fund | $2.2M | $0.1M | 13 |
| ASCENT VENTURE PARTNERS V, L.P. | Venture Capital Fund | $64.4M | $0.1M | 42 |
| ASCENT VENTURE PARTNERS VI, L.P. | Venture Capital Fund | $74.7M | $0.1M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DICK, CHRISTOPHER, WALLIS | Individual | – | PRESIDENT, DIRECTOR OF ASCENT VENTURE MANAGEMENT INC | 03/1999 | 25-50% |
| GIRVAN, BRIAN, JOSEPH | Individual | – | SECRETARY, DIRECTOR OF ASCENT VENTURE MANAGEMENT INC | 01/2012 | 25-50% |
| Burns, Luke, Dinnel | Individual | – | DIRECTOR OF ASCENT VENTURE MANAGEMENT INC | 01/2016 | 25-50% |
| SCANLON, THOMAS, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 04/2020 | < 5% |