SIGNAL PEAK VENTURES, LLC
Adviser information for SIGNAL PEAK VENTURES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74850 |
|---|---|
| SEC ERA File Number | 802-74850 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159746 |
| Legal Entity Identifier | None |
Principal Office
95 S STATE STREETSUITE 1400
SALT LAKE CITY
UT
United States
Monday - Friday, 9AM -5 PM
Tel: 801-942-8999, Fax: 801-942-1636
Websites
Chief Compliance Officer
TRAVIS HEATH
CHIEF FINANCIAL OFFICER
95 S STATE STREET
SUITE 1400
SALT LAKE CITY
UT
United States
Tel:
801 942 8999
Fax:
801 942 1636
T*****@******M
(Full email address available in API data)
Industry Affiliates
| OQUIRRH VENTURES FOUNDERS FUND MANAGEMENT, INC. | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK OPERATIONS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK SILVERSTONE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURES II CIV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURES II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURES III CIV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURES III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURES IV-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SIGNAL PEAK VENTURES IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VSPRING MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VSPRING MANAGEMENT III D, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VSPRING MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VSPRING MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VSPRING SBIC MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OQUIRRH VENTURES FOUNDERS FUND, L.P. | Venture Capital Fund | $13.3M | $0.0M | 10 |
| SIGNAL PEAK SILVERSTONE, LP | Venture Capital Fund | $3.1M | $0.5M | 5 |
| SIGNAL PEAK VENTURES II CIV-A, L.P. | Venture Capital Fund | $3.3M | $0.0M | 12 |
| SIGNAL PEAK VENTURES II CIV-G, L.P. | Venture Capital Fund | $14.3M | $21.5M | 3 |
| SIGNAL PEAK VENTURES II CIV-S, L.P. | Venture Capital Fund | $36.8M | $0.4M | 133 |
| SIGNAL PEAK VENTURES II CIV-S(A), L.P. | Venture Capital Fund | $2.3M | $0.0M | 19 |
| SIGNAL PEAK VENTURES II CIV, L.P. | Venture Capital Fund | $27.6M | $0.3M | 7 |
| SIGNAL PEAK VENTURES II-F, L.P. | Venture Capital Fund | $8.0M | $0.6M | 5 |
| SIGNAL PEAK VENTURES II, L.P. | Venture Capital Fund | $146.8M | $0.5M | 23 |
| SIGNAL PEAK VENTURES III CIV-A, L.P. | Venture Capital Fund | $93.1M | $1.0M | 23 |
| SIGNAL PEAK VENTURES III CIV-A(F), L.P. | Venture Capital Fund | $2.4M | $0.1M | 7 |
| SIGNAL PEAK VENTURES III, LP | Venture Capital Fund | $354.2M | $0.1M | 59 |
| SIGNAL PEAK VENTURES IV-A, L.P. | Venture Capital Fund | $0.0M | $0.1M | 0 |
| SIGNAL PEAK VENTURES IV, L.P. | Venture Capital Fund | $37.7M | $1.0M | 35 |
| VSPRING II GROWTH FUND, LP | Venture Capital Fund | $31.6M | $0.3M | 7 |
| VSPRING II, LP | Venture Capital Fund | $18.1M | $0.1M | 23 |
| VSPRING III D, L.P. | Venture Capital Fund | $4.7M | $0.1M | 5 |
| VSPRING III SP, LP | Venture Capital Fund | $6.4M | $5.0M | 4 |
| VSPRING III, LP | Venture Capital Fund | $21.8M | $0.2M | 19 |
| VSPRING PARTNERS II, LP | Venture Capital Fund | $0.3M | $0.1M | 10 |
| VSPRING PARTNERS III, LP | Venture Capital Fund | $0.1M | $0.1M | 4 |
| VSPRING PARTNERS, LP | Venture Capital Fund | $0.5M | $0.1M | 33 |
| VSPRING SBIC, LP | Venture Capital Fund | $4.5M | $0.1M | 67 |
| VSPRING, LP | Venture Capital Fund | $4.0M | $0.1M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETTY, SCOTT, R | Individual | – | MANAGING DIRECTOR | 12/2000 | 25-50% |
| HEINZ, RONALD, EDWARD | Individual | – | PARTNER EMERITUS | 04/2021 | 25-50% |
| TIDWELL, ROGER, BRANDON | Individual | – | MANAGING DIRECTOR | 04/2012 | 25-50% |
| HEATH, TRAVIS, CRAIG | Individual | – | CHIEF FINANCIAL OFFICER | 10/2012 | < 5% |
| DAHL, BENJAMIN, MIDDLETON | Individual | – | MANAGING DIRECTOR | 11/2018 | 25-50% |