ESPMGMT, LLC
Adviser information for ESPMGMT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-74870 |
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SEC ERA File Number | 802-74870 |
SEC CIK Numbers | None |
SEC CRD Numbers | 162172 |
Legal Entity Identifier | None |
Principal Office
1801 EAST 9TH STREET, SUITE 1700CLEVELAND
OH
United States
Monday - Friday, 8AM-5PM
Tel: 216-781-4600, Fax: 216-781-0158
Websites
Chief Compliance Officer
NoneIndustry Affiliates
CAPITAL ONE PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
ESP HOLDINGS II LLC | Sponsor, GP, manager of pooled investment vehicles |
ESP HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
ESP HOLDINGS MGP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
EARLY STAGE PARTNERS II, L.P. | Venture Capital Fund | $16.3M | $0.2M | 20 |
EARLY STAGE PARTNERS L.P. | Venture Capital Fund | $4.3M | $0.1M | 41 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PETRAS, JAMES, M. | Individual | – | PRESIDENT | 01/2002 | < 5% |
MACMILLAN, CHARLES, C. | Individual | – | CHIEF FINANCIAL OFFICER | 01/2002 | < 5% |
CAPITAL ONE PARTNERS LLC | Domestic Entity | – | MANAGING MEMBER | 01/2002 | > 75% |
MCK CORPORATION | Domestic Entity | CAPITAL ONE PARTNERS LLC | MEMBER | 06/1998 | 50-75% |
BRISEIS CAPITAL CORP. | Domestic Entity | CAPITAL ONE PARTNERS LLC | MEMBER | 06/1998 | 25-50% |
BRICAPCO LTD. | Domestic Entity | CAPITAL ONE PARTNERS LLC | MEMBER | 06/1998 | |
PETRAS, JAMES, M. | Individual | CAPITAL ONE PARTNERS LLC | MANAGER | 06/1998 |