CHARTER OAK EQUITY MANAGEMENT, LLC
CHARTER OAK EQUITY, LP Legal Name
Adviser information for CHARTER OAK EQUITY MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-74871 |
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SEC ERA File Number | 802-74871 |
SEC CIK Numbers | None |
SEC CRD Numbers | 161737 |
Legal Entity Identifier | None |
Principal Office
274 RIVERSIDE DR2ND FLOOR
WESTPORT
CT
United States
Monday - Friday, 8AM TO 5PM
Tel: 203-221-4752, Fax: None
Websites
Chief Compliance Officer
PAUL E ROUGHAN
MANAGING PARTNER
274 RIVERSIDE DR
2ND FLOOR
WESTPORT
CT
United States
Tel:
203-221-4752
P*******@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
CHARTER OAK CGA ACQUISITION LLC | Private Equity Fund | $2.4M | $0.0M | 4 |
CHARTER OAK LICAPLAST ACQUISITION LLC | Private Equity Fund | $6.4M | $0.0M | 6 |
COE HOME CARE HOLDINGS LLC | Private Equity Fund | $1.0M | $0.0M | 4 |
COE-TPEG HOME CARE HOLDINGS LLC | Private Equity Fund | $25.2M | $0.0M | 2 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ROUGHAN, PAUL, EDWARD | Individual | – | MANAGING PARTNER | 08/2006 | 25-50% |
ULLMAN, MARK, DAVID | Individual | – | GENERAL PARTNER | 08/2006 | 25-50% |
AVARI, ZUBIN | Individual | – | GENERAL PARTNER | 01/2008 | 25-50% |