LFE CAPITAL, LLC

Adviser information for LFE CAPITAL, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-74886
SEC ERA File Number 802-74886
SEC CIK Numbers 1214403
SEC CRD Numbers 160288
Legal Entity Identifier None

Principal Office

649 FIFTH AVE. S.
SUITE 226
NAPLES
FL
United States
Monday - Friday, 8-5
Tel: 612-752-1809, Fax: 612-752-1800

Chief Compliance Officer

PAULA BATA
VP OF FINANCE
319 BARRY AVE. S
SUITE 215
WAYZATA
MN
United States
Tel: 612-752-1809
Fax: 612-752-1800
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LFE GROWTH FUND II, LP Private Equity Fund $14.2M $0.0M 36
LFE GROWTH FUND III, L.P. SBIC $7.3M $0.0M 24
LFE GROWTH FUND IV, LP SBIC $24.6M $0.1M 16

Control Persons

Name Type Entity Title Since Ownership
FRECON, LESLIE, MYERS Individual CEO 01/2000 > 75%
BATA, PAULA, ANN Individual VP OF FINANCE/CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

0002020202120222023202420250 on 3/17/20200 on 3/24/20210 on 3/28/20220 on 3/23/20230 on 3/20/2024