CCP EQUITY PARTNERS, LLC

Adviser information for CCP EQUITY PARTNERS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-74903
SEC ERA File Number 802-74903
SEC CIK Numbers None
SEC CRD Numbers 162435
Legal Entity Identifier None

Principal Office

100 PEARL ST
14TH FLOOR
HARTFORD
CT
United States
Monday - Friday, 8:30-5:30
Tel: 860-558-6794, Fax: None

Chief Compliance Officer

None

Industry Affiliates

CCP EQUITY PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles
CONNING INVESTMENT PARTNERS VI, L.P. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CONNING CAPITAL ASSOCIATES FUND VI, L.P. Private Equity Fund $0.2M $0.0M 36
CONNING CAPITAL PARTNERS VI, L.P. Private Equity Fund $18.9M $2.5M 24
TMC MEZZ CAP INVESTORS, LLC Private Equity Fund $0.3M $0.1M 5

Control Persons

Name Type Entity Title Since Ownership
ASPINWALL, MICHAEL, EDWARD Individual MANAGER MEMBER 07/2003 25-50%
PIAKER, STEVEN, FREDERICK Individual MANAGER MEMBER 07/2003 25-50%
SMITH, ATHENA, MARIE Individual CONTROLLER 02/2004 < 5%
PRICE, LYNN, PIASIO Individual MEMBER 06/2021 25-50%

No. Employees, Historic

0002020202120222023202420250 on 3/24/20200 on 3/27/20210 on 3/8/20220 on 3/29/20230 on 3/30/2024