OPUS CAPITAL GROUP LLC
Adviser information for OPUS CAPITAL GROUP LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-74923 |
|---|---|
| SEC ERA File Number | 802-74923 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160159 |
| Legal Entity Identifier | None |
Principal Office
1325 HOWARD AVENUE#603
BURLINGAME
CA
United States
Monday - Friday, 8 AM - 5.30 PM
Tel: 650-543-2900, Fax: None
Chief Compliance Officer
EVELYN LASSMAN
CONTROLLER
1325 HOWARD AVENUE
#603
BURLINGAME
CA
United States
Tel:
650-543-2900
E*****@**************M
(Full email address available in API data)
Industry Affiliates
| OPUS CAPITAL VENTURE PARTNERS (GP) VI, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPUS CAPITAL VENTURE PARTNERS (GP), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPUS CAPITAL VENTURE PARTNERS (GPLLC), L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPUS CAPITAL VENTURE PARTNERS VI (GPLLC), L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FUND 1 | Venture Capital Fund | $53.0M | $0.5M | 30 |
| FUND 2 | Venture Capital Fund | $178.8M | $0.2M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COGAN, GILL | Individual | – | MEMBER; GENERAL PARTNER | 08/2005 | 25-50% |
| AVIDA, DAN | Individual | – | MEMBER; GENERAL PARTNER; TRUSTEE | 01/2011 | 25-50% |
| ZABRU REVOCABLE TRUST DTD 2/27/02 | Domestic Entity | – | MEMBER; LIMITED PARTNER | 01/2011 | 25-50% |
| COGAN INVESTMENT PARTNERS, L.P. | Domestic Entity | – | MEMBER; LIMITED PARTNER | 01/2011 | 25-50% |
| KOLLER, DAPHNE | Individual | – | TRUSTEE | 01/2011 | 25-50% |
| COGAN 1999 FAMILY TRUST | Domestic Entity | COGAN INVESTMENT PARTNERS, L.P. | LIMITED PARTNER | 08/2005 | |
| COGAN 2012 FAMILY TRUST | Domestic Entity | COGAN INVESTMENT PARTNERS, L.P. | LIMITED PARTNER | 01/2021 | > 75% |