ARROWSMITH, LLC

Adviser information for ARROWSMITH, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisorAccountant or accounting firm

Identifiers

SEC RIA File Number 802-74932
SEC ERA File Number 802-74932
SEC CIK Numbers None
SEC CRD Numbers 163130
Legal Entity Identifier None

Principal Office

750 LEXINGTON AVENUE, 9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 646-893-0377, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARROWSMITH FUND, LTD. Hedge Fund $16.6M $0.1M 10

Control Persons

Name Type Entity Title Since Ownership
HODGE, JAMES, RICHARD Individual MANAGING MEMBER 02/1999 > 75%
HODGE, EMMA, MARY Individual MEMBER 02/1999 5-10%

No. Employees, Historic

0002020202120222023202420250 on 3/5/20200 on 3/11/20210 on 3/7/20220 on 2/10/20230 on 11/29/20230 on 1/31/2024