ECM EQUITY CAPITAL MANAGEMENT GMBH

Adviser information for ECM EQUITY CAPITAL MANAGEMENT GMBH last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Germany

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-74962
SEC ERA File Number 802-74962
SEC CIK Numbers None
SEC CRD Numbers 160033
Legal Entity Identifier None

Principal Office

TAUNUSANLAGE 18
HESSEN
FRANKFURT
Germany
Monday - Friday, 9 AM - 5 PM CET
Tel: +49 69 97 10 20, Fax: +49 69 97 10 224

Chief Compliance Officer

None

Industry Affiliates

ECM EQUITY CAPITAL ADMINISTRATION GMBH Sponsor, GP, manager of pooled investment vehicles
ECM U.S. INC. Other investment adviser, including financial planners
GEP MANAGEMENT GMBH & CO. KG Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PEISCH, CHRISTOPHER, LYONS Individual MANAGING DIRECTOR 04/1999 < 5%
EICHMEYER, AXEL Individual MANAGING DIRECTOR/SHAREHOLDER 06/2004 50-75%
KAEHLER, FLORIAN, ALEXANDER Individual MANAGING DIRECTOR/SHAREHOLDER 09/2019 25-50%

No. Employees, Historic

0002020202120222023202420250 on 3/27/20200 on 10/14/20200 on 3/24/20210 on 3/31/20220 on 3/29/20230 on 3/22/2024