ECM EQUITY CAPITAL MANAGEMENT GMBH
Adviser information for ECM EQUITY CAPITAL MANAGEMENT GMBH last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Germany |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-74962 |
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SEC ERA File Number | 802-74962 |
SEC CIK Numbers | None |
SEC CRD Numbers | 160033 |
Legal Entity Identifier | None |
Principal Office
TAUNUSANLAGE 18HESSEN
FRANKFURT
Germany
Monday - Friday, 9 AM - 5 PM CET
Tel: +49 69 97 10 20, Fax: +49 69 97 10 224
Chief Compliance Officer
NoneIndustry Affiliates
ECM EQUITY CAPITAL ADMINISTRATION GMBH | Sponsor, GP, manager of pooled investment vehicles |
ECM U.S. INC. | Other investment adviser, including financial planners |
GEP MANAGEMENT GMBH & CO. KG | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PEISCH, CHRISTOPHER, LYONS | Individual | – | MANAGING DIRECTOR | 04/1999 | < 5% |
EICHMEYER, AXEL | Individual | – | MANAGING DIRECTOR/SHAREHOLDER | 06/2004 | 50-75% |
KAEHLER, FLORIAN, ALEXANDER | Individual | – | MANAGING DIRECTOR/SHAREHOLDER | 09/2019 | 25-50% |