BREVAN HOWARD (HONG KONG) LIMITED
Adviser information for BREVAN HOWARD (HONG KONG) LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-75001 |
|---|---|
| SEC ERA File Number | 802-75001 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161287 |
| Legal Entity Identifier | 549300D8PEAK5PG3T309 |
Principal Office
UNIT 5101, 51/F, CHEUNG KONG CENTER,2 QUEEN'S ROAD CENTRAL,
CENTRAL
Hong Kong
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: +852 2100 5300, Fax: +852 2100 5350
Websites
Chief Compliance Officer
PENELOPE CHAN
SENIOR COMPLIANCE OFFICER
UNIT 5101, 51/F, CHEUNG KONG CENTER,
2 QUEEN'S ROAD CENTRAL,
CENTRAL
Hong Kong
Tel:
+852 2100 5540
Fax:
+852 2100 5350
P************@***************M
(Full email address available in API data)
Industry Affiliates
| BREVAN HOWARD (TEL AVIV) LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD ASSET MANAGEMENT, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD CAPITAL MANAGEMENT, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD CAYMAN SEZC LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BREVAN HOWARD INVESTMENT PRODUCTS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD PRIVATE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD US INVESTMENT MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD US LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BREVAN HOWARD GROUP HOLDINGS LIMITED | Foreign Entity | – | OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD (HONG KONG) LIMITED | 01/2007 | > 75% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | Foreign Entity | BREVAN HOWARD GROUP HOLDINGS LIMITED | OWNER OF 100% SHARE CAPITAL OF BREVAN HOWARD GROUP HOLDINGS LIMITED | 08/2010 | > 75% |
| ALTA L.P. | Foreign Entity | BREVAN HOWARD CAPITAL MANAGEMENT LP | LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP | 06/2010 | > 75% |
| HOWARD, ALAN, ELDAD | Individual | ALTA L.P. | LIMITED PARTNER OF ALTA L.P. | 10/2008 | 50-75% |
| IRINEO, JOSEPH, BERNARD | Individual | – | DIRECTOR | 03/2012 | < 5% |
| ALTA GP LIMITED | Foreign Entity | ALTA L.P. | GENERAL PARTNER OF ALTA L.P. | 06/2010 | |
| BREVAN HOWARD CAPITAL MANAGEMENT LTD | Foreign Entity | BREVAN HOWARD CAPITAL MANAGEMENT LP | GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP | 05/2010 | |
| LEE, SZE, KIT IAN CEDRIC | Individual | – | EXECUTIVE DIRECTOR & PORTFOLIO MANAGER | 05/2020 | < 5% |
| Hughes, Jonathan, Paul | Individual | – | DIRECTOR | 10/2021 | < 5% |
| LEUNG, SAM | Individual | – | DIRECTOR | 02/2023 | < 5% |