NORTHERN LIGHT VENTURE CAPITAL
NORTHERN LIGHT VENTURE CAPITAL DEVELOPMENT LIMITED Legal Name
Adviser information for NORTHERN LIGHT VENTURE CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75080 |
|---|---|
| SEC ERA File Number | 802-75080 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161103 |
| Legal Entity Identifier | None |
Principal Office
SUITE 2210, TWO PACIFIC PLACE88 QUEENSWAY, ADMIRALTY
HONG KONG
Hong Kong
Monday - Friday, 9AM-6PM
Tel: 852-2571-8600, Fax: 852-2537-3299
Chief Compliance Officer
NoneIndustry Affiliates
| NORTHERN LIGHT PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN LIGHT PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN LIGHT PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN LIGHT PARTNERS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN LIGHT PARTNERS VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN LIGHT PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHERN LIGHT VENTURE CAPITAL GI LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FUND 1.1 | Venture Capital Fund | $52.8M | $0.0M | 27 |
| FUND 1.2 | Venture Capital Fund | $11.6M | $0.0M | 6 |
| FUND 1.3 | Venture Capital Fund | $5.7M | $0.0M | 3 |
| FUND 2.1 | Venture Capital Fund | $263.1M | $0.0M | 36 |
| FUND 2.2 | Venture Capital Fund | $34.7M | $0.0M | 5 |
| FUND 2.3 | Venture Capital Fund | $3.8M | $0.0M | 2 |
| FUND 3.1 | Venture Capital Fund | $547.0M | $0.0M | 33 |
| FUND 3.2 | Venture Capital Fund | $62.0M | $0.0M | 5 |
| FUND 3.3 | Venture Capital Fund | $8.9M | $0.0M | 8 |
| FUND 4.1 | Venture Capital Fund | $589.4M | $0.0M | 27 |
| FUND 4.2 | Venture Capital Fund | $47.6M | $0.0M | 5 |
| FUND 4.3 | Venture Capital Fund | $8.9M | $0.0M | 9 |
| FUND 5.1 | Venture Capital Fund | $892.2M | $0.0M | 24 |
| FUND 5.2 | Venture Capital Fund | $69.4M | $0.0M | 5 |
| FUND 5.3 | Venture Capital Fund | $11.8M | $0.0M | 10 |
| FUND 6.1 | Venture Capital Fund | $111.2M | $0.0M | 16 |
| FUND 6.2 | Venture Capital Fund | $10.8M | $0.0M | 5 |
| FUND 6.3 | Venture Capital Fund | $6.3M | $0.0M | 8 |
| FUND 6.4 | Venture Capital Fund | $25.4M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, JEFFREY, DAVID | Individual | – | DIRECTOR | 08/2007 | < 5% |
| LAU, SHUN, KIU | Individual | – | DIRECTOR | 03/2011 | < 5% |
| NORTHERN LIGHT DEVELOPMENT LTD. | Foreign Entity | – | SHAREHOLDER | 09/2008 | > 75% |
| DENG, FENG | Individual | NLVC HOLDINGS, LTD. | SHAREHOLDER | 08/2012 | > 75% |
| NLVC HOLDINGS, LTD. | Foreign Entity | NORTHERN LIGHT DEVELOPMENT LTD. | SHAREHOLDER | 01/2013 | > 75% |
| DENG, FENG | Individual | – | DIRECTOR | 10/2005 | < 5% |
| LI, BIN | Individual | – | DIRECTOR | 03/2022 | < 5% |