3I INVESTMENTS PLC
Adviser information for 3I INVESTMENTS PLC last updated from Form ADV on July 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75107 |
|---|---|
| SEC ERA File Number | 802-75107 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159880 |
| Legal Entity Identifier | 549300L66TI5OHG57024 |
Principal Office
16 PALACE STREETLONDON
United Kingdom
Monday - Friday, 9AM-5PM
Tel: +44 20 7975 3131, Fax: +44 20 7975 3232
Chief Compliance Officer
JOHN DECESARE
DIRECTOR, GROUP COMPLIANCE
16 PALACE STREET
LONDON
United Kingdom
Tel:
+44 20 7975 3094
Fax:
+44 20 7975 3463
J************@*****M
(Full email address available in API data)
Industry Affiliates
| 3I BENELUX B.V. | Other investment adviser, including financial planners |
| 3I BIFM INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| 3I CORPORATION | Other investment adviser, including financial planners |
| 3I DEUTSCHLAND | Other investment adviser, including financial planners |
| 3I FRANCE SAS | Other investment adviser, including financial planners |
| 3I GC GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| 3I INDIA | Other investment adviser, including financial planners |
| 3I INVESTMENTS (LUXEMBOURG) S.A. | Other investment adviser, including financial planners |
| 3I NORTH AMERICAN INFRASTRUCTURE PARTNERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 3I 2020 CO-INVESTMENT 1 SCSP | Private Equity Fund | $6,762.9M | $0.0M | 144 |
| 3I AURA LP | Private Equity Fund | $126.4M | $0.0M | 9 |
| 3I BUYOUTS 2010A LP | Private Equity Fund | $2,787.7M | $0.0M | 29 |
| 3I EUROPARTNERS VA LP | Private Equity Fund | $11.6M | $13.4M | 46 |
| 3I EUROPARTNERS VB LP | Private Equity Fund | $10.0M | $13.4M | 76 |
| 3I GROWTH CAPITAL B LP | Private Equity Fund | $9.2M | $13.4M | 10 |
| 3I INDIA INFRASTRUCTURE FUND C LP | Private Equity Fund | $2.6M | $20.0M | 30 |
| 3I INDIA INFRASTRUCTURE FUND D LP | Private Equity Fund | $0.2M | $20.0M | 23 |
| 3I INFRASTRUCTURE PLC | JERSEY INVESTMENT COMPANY LISTED ON THE LONDON STOCK EXCHANGE | $4,581.9M | $0.0M | 238 |
| 3I OSPREY LP | Private Equity Fund | $0.0M | $0.0M | 4 |
| 3I ZEPHYR A LP | Private Equity Fund | $180.3M | $0.0M | 12 |
| GROWTH C&C 2010 LP | Private Equity Fund | $3.7M | $0.0M | 48 |
| GROWTH CO-INVEST 2010 LP | Private Equity Fund | $0.5M | $0.0M | 58 |
| INDIA INFRASTRUCTURE FUND A LP | Private Equity Fund | $0.2M | $0.0M | 16 |
| PAN EUROPEAN BUYOUTS CO-INVEST 2006-08 LP | Private Equity Fund | $0.0M | $0.0M | 46 |
| PE 2016-19 CO-INVEST LP | Private Equity Fund | $22.0M | $0.0M | 48 |
| PE 2019-22 CO-INVEST LP | Private Equity Fund | $23.7M | $0.0M | 49 |
| PE 2022-25 CO-INVEST LP | Private Equity Fund | $14.2M | $0.0M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 3I PLC | Foreign Entity | – | SHAREHOLDER | 04/2000 | > 75% |
| DUNN, KEVIN, JOHN | Individual | – | DIRECTOR | 11/2007 | < 5% |
| BORROWS, SIMON, ALEXANDER | Individual | – | DIRECTOR | 11/2011 | < 5% |
| DECESARE, JOHN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2010 | < 5% |
| 3I GROUP PLC | Foreign Entity | 3I HOLDINGS PLC | SHAREHOLDER | 03/1991 | > 75% |
| 3I HOLDINGS PLC | Foreign Entity | 3I PLC | SHAREHOLDER | 08/1993 | > 75% |
| WIRTZ, PETER, KONRAD | Individual | – | DIRECTOR | 09/2019 | < 5% |
| PIETER, DE JONG, AART | Individual | – | DIRECTOR | 09/2019 | < 5% |
| HATCHLEY, JAMES, GRAHAM | Individual | – | DIRECTOR | 05/2022 | < 5% |
| HALAI, JASI, HARI | Individual | – | DIRECTOR | 05/2022 | < 5% |
| SOTTOMAYOR, BERNARDO DE SA, BRAAMCAMP SOBRAL | Individual | – | DIRECTOR | 07/2022 | < 5% |
| MOSELEY, SCOTT, BRUCE MICHAEL | Individual | – | DIRECTOR | 07/2022 | < 5% |