406 VENTURES MANAGEMENT, LLC
.406 VENTURES MANAGEMENT, L.P. Legal Name
Adviser information for 406 VENTURES MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75123 |
|---|---|
| SEC ERA File Number | 802-75123 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162914 |
| Legal Entity Identifier | None |
Principal Office
470 ATLANTIC AVE.12TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9 TO 5
Tel: 617-406-3300, Fax: 617-406-3301
Chief Compliance Officer
NoneIndustry Affiliates
| .406 VENTURES 2016 OPPORTUNITIES GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| .406 VENTURES I GP LP | Sponsor, GP, manager of pooled investment vehicles |
| .406 VENTURES II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| .406 VENTURES III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| .406 VENTURES IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| .406 VENTURES OPPORTUNITIES II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| .406 VENTURES V GP LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CO-NAPSIS, LLC | Venture Capital Fund | $7.6M | $0.0M | 17 |
| DOUBLEHEADER, LLC | Venture Capital Fund | $1.0M | $0.0M | 4 |
| KAOSSEARCH LLC | Venture Capital Fund | $2.3M | $0.0M | 7 |
| POINT 406 AI, LLC | Venture Capital Fund | $5.1M | $0.0M | 3 |
| POINT 406 VENTURES 2016 OPPORTUNITIES FUND, L.P. | Venture Capital Fund | $67.2M | $1.0M | 15 |
| POINT 406 VENTURES I-A, L.P. | Venture Capital Fund | $0.2M | $0.1M | 7 |
| POINT 406 VENTURES I, L.P. | Venture Capital Fund | $50.1M | $1.0M | 57 |
| POINT 406 VENTURES II, L.P. | Venture Capital Fund | $236.9M | $1.0M | 40 |
| POINT 406 VENTURES III, L.P. | Venture Capital Fund | $412.8M | $1.0M | 40 |
| POINT 406 VENTURES IV, L.P. | Venture Capital Fund | $369.0M | $1.0M | 60 |
| POINT 406 VENTURES OPPORTUNITIES FUND II, L.P. | Venture Capital Fund | $90.1M | $0.1M | 15 |
| POINT 406 VENTURES V L.P. | Venture Capital Fund | $256.2M | $1.0M | 66 |
| SIMON SEZ, LLC | Venture Capital Fund | $3.0M | $5.0M | 6 |
| WRANGLER TOO, LLC | Venture Capital Fund | $5.1M | $0.1M | 15 |
| WRANGLER, LLC | Venture Capital Fund | $4.7M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DONOHUE, SO-JUNE, MIN | Individual | – | DIRECTOR | 05/2006 | < 5% |
| DONOHUE, LIAM, SEAN | Individual | – | MEMBER | 05/2006 | 50-75% |
| Brooks, John, Graham | Individual | – | MEMBER | 10/2020 | 10-25% |