ARBORETUM VENTURES
ARBORETUM VENTURES, INC. Legal Name
Adviser information for ARBORETUM VENTURES last updated from Form ADV on March 13th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75128 |
|---|---|
| SEC ERA File Number | 802-75128 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160196 |
| Legal Entity Identifier | None |
Principal Office
303 DETROIT STREET STE 301ANN ARBOR
MI
United States
Monday - Friday, 8:30 - 5:30
Tel: 734-998-3688, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARBORETUM VENTURES 1-A, LLC | Venture Capital Fund | $5.9M | $0.1M | 33 |
| ARBORETUM VENTURES 1, LLC | Venture Capital Fund | $8.9M | $0.1M | 56 |
| ARBORETUM VENTURES II, L.P. | Venture Capital Fund | $15.5M | $0.1M | 46 |
| ARBORETUM VENTURES IIA, L.P. | Venture Capital Fund | $3.6M | $0.1M | 4 |
| ARBORETUM VENTURES III, L.P. | Venture Capital Fund | $67.2M | $0.1M | 70 |
| ARBORETUM VENTURES IV, LP | Venture Capital Fund | $405.2M | $0.3M | 60 |
| ARBORETUM VENTURES V, LP | Venture Capital Fund | $291.9M | $0.3M | 75 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARFINKLE, JAN, LYNN | Individual | – | PRESIDENT | 02/2003 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | SECRETARY/TREASURER | 02/2003 | 25-50% |
| MARSHALL, MARCY, LYNN | Individual | – | CHIEF FINANCIAL OFFICER | 12/2009 | < 5% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER, LLC | 02/2003 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER, LLC | 02/2003 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER II, LLC | 03/2007 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER II, LLC | 03/2007 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER III, LLC | 01/2011 | 25-50% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER III, LLC | 01/2011 | 25-50% |
| ARBORETUM INVESTMENT MANAGER II, LLC | Domestic Entity | – | MANAGER, ARBORETUM INVESTMENT MANAGER IIA, LLC | 04/2008 | > 75% |
| GARFINKLE, JAN, LYNN | Individual | ARBORETUM INVESTMENT MANAGER II, LLC | MANAGER | 03/2007 | 50-75% |
| PETERSEN, TIMOTHY, BRUCE | Individual | ARBORETUM INVESTMENT MANAGER II, LLC | MANAGER | 03/2007 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER IV, LLC | 06/2015 | 25-50% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER IV, LLC | 06/2015 | 25-50% |
| McCreadie, Paul, Ernest | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER IV, LLC | 06/2015 | 25-50% |
| GARFINKLE, JAN, LYNN | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER V, LLC | 02/2019 | 25-50% |
| PETERSEN, TIMOTHY, BRUCE | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER V, LLC | 02/2019 | 25-50% |
| SHEHAB, THOMAS, MICHAEL | Individual | – | MANAGER, ARBORETUM INVESTMENT MANAGER V, LLC | 02/2019 | 25-50% |
| McCreadie, Paul, Ernest | Individual | – | CHIEF OPERATING OFFICER | 01/2019 | < 5% |