THIRD ROCK VENTURES, LLC.
THIRD ROCK VENTURES, LLC Legal Name
Adviser information for THIRD ROCK VENTURES, LLC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
201 BROOKLINE AVESUITE 1401
BOSTON
MA
United States
Monday - Friday, 8AM - 5PM
Tel: 617-585-2000, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| THIRD ROCK VENTURES GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THIRD ROCK VENTURES GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THIRD ROCK VENTURES GP IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THIRD ROCK VENTURES GP V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THIRD ROCK VENTURES GP VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THIRD ROCK VENTURES GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THIRD ROCK VENTURES II, L.P. | Venture Capital Fund | $8.7M | $0.5M | 48 |
| THIRD ROCK VENTURES III, L.P. | Venture Capital Fund | $33.7M | $0.1M | 60 |
| THIRD ROCK VENTURES IV, L.P. | Venture Capital Fund | $509.7M | $0.7M | 58 |
| THIRD ROCK VENTURES V, L.P. | Venture Capital Fund | $725.6M | $0.2M | 68 |
| THIRD ROCK VENTURES VI, L.P. | Venture Capital Fund | $1,111.1M | $0.5M | 66 |
| THIRD ROCK VENTURES, L.P. | Venture Capital Fund | $27.8M | $1.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEPPER, ROBERT, IRA | Individual | – | EXECUTIVE OFFICER | 12/2014 | < 5% |
| GILLIS, KEVIN, MICHAEL | Individual | – | CHIEF OPERATING OFFICER | 12/2018 | < 5% |
| THIRD ROCK VENTURES HOLDINGS, L.P. | Domestic Entity | – | MEMBER | 12/2014 | > 75% |
| THIRD ROCK VENTURES MANAGEMENT, LLC | Domestic Entity | THIRD ROCK VENTURES HOLDINGS, L.P. | GENERAL PARTNER | 12/2014 | |
| TEPPER, ROBERT, IRA | Individual | THIRD ROCK VENTURES MANAGEMENT, LLC | MANAGER/MEMBER | 12/2014 | |
| Celniker, Abbie | Individual | – | EXECUTIVE OFFICER | 09/2016 | < 5% |
| Huber, Reid, M | Individual | – | EXECUTIVE OFFICER | 05/2019 | < 5% |
| TONG, JEFFREY, K | Individual | – | EXECUTIVE OFFICER | 05/2019 | < 5% |
| Huber, Reid, M | Individual | THIRD ROCK VENTURES MANAGEMENT, LLC | MANAGER/MEMBER | 01/2022 | |
| TONG, JEFFREY, K | Individual | THIRD ROCK VENTURES MANAGEMENT, LLC | MANAGER/MEMBER | 01/2022 | |
| GILLIS, KEVIN, MICHAEL | Individual | THIRD ROCK VENTURES MANAGEMENT, LLC | MANAGER/MEMBER | 01/2022 | |
| Celniker, Abbie | Individual | THIRD ROCK VENTURES MANAGEMENT, LLC | MANAGER/MEMBER | 01/2022 | |
| Connors, Alison | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed November 3rd, 2015 for period ending September 30th, 2015
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BLUEPRINT MEDICINES CORP | COM | 158K | 7M | – |
| ELEVEN BIOTHERAPEUTICS INC | COM | 12K | 5M | – |
| GLOBAL BLOOD THERAPEUTICS IN | COM | 622K | 15M | – |
| SAGE THERAPEUTICS INC | COM | 273K | 6M | – |
| ZAFGEN INC | COM | 7K | 210K | – |