PHOENIX VENTURE PARTNERS

PHOENIX VENTURE PARTNERS, LLC Legal Name

Adviser information for PHOENIX VENTURE PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-75151
SEC ERA File Number	802-75151
SEC CIK Numbers	None
SEC CRD Numbers	162628
Legal Entity Identifier	None

Principal Office

1700 S. EL CAMINO REAL, SUITE 355
SAN MATEO
CA
United States

Monday - Friday, 9AM-5PM

Tel: 650-349-3467, Fax: 650-525-9181

Websites

www.phoenix-vp.com

Chief Compliance Officer

None

Industry Affiliates

CONVERGENT SEED FUND GP, LLC	Sponsor, GP, manager of pooled investment vehicles
CONVERGENT VENTURES LLC	Other investment adviser, including financial planners
PHOENIX GENERAL PARTNER II LLC	Sponsor, GP, manager of pooled investment vehicles
PHOENIX GENERAL PARTNER III LLC	Sponsor, GP, manager of pooled investment vehicles
PHOENIX GENERAL PARTNER LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
PHOENIX VENTURE PARTNERS II LP	Venture Capital Fund	$112.0M	$0.1M	15
PHOENIX VENTURE PARTNERS III LP	Venture Capital Fund	$94.5M	$0.1M	18
PHOENIX VENTURE PARTNERS LP	Venture Capital Fund	$4.1M	$0.1M	12

Control Persons

Name	Type	Entity	Title	Since	Ownership
CHEN, JOHN, TSEN-TAO	Individual	–	MEMBER	09/2010	25-50%
KAMBE, NOBUYUKI, NMN	Individual	–	MEMBER	09/2010	25-50%
LEVINSON, FRANK, HOWARD	Individual	–	MEMBER	08/2010	10-25%
JONASSON, ZACHARIAH, NMN	Individual	–	SPECIAL MEMBER, PHOENIX GENERAL PARTNER LLC	08/2023	25-50%
CHEN, JOHN, TSEN-TAO	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER LLC; TRUSTEE OF THE 2012 JOHN T. CHEN AND YI-LING JENNIFER WANG REVOCABLE TRUST.	08/2010	25-50%
KAMBE, NOBUYUKI, NMN	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER LLC	08/2010	10-25%
LEVINSON, FRANK, HOWARD	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER LLC	08/2010	5-10%
SOANE, DAVID, NMN	Individual	–	SPECIAL MEMBER, PHOENIX GENERAL PARTNER LLC	08/2023	10-25%
JONASSON, ZACHARIAH, NMN	Individual	–	SPECIAL MEMBER, PHOENIX GENERAL PARTNER II LLC	08/2023	10-25%
CHEN, JOHN, TSEN-TAO	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER II LLC	07/2015	10-25%
KAMBE, NOBUYUKI, NMN	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER II LLC	07/2015	10-25%
SOANE, DAVID, NMN	Individual	–	SPECIAL MEMBER, PHOENIX GENERAL PARTNER II LLC	08/2023	10-25%
LEVINSON, FRANK, HOWARD	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER II LLC	07/2015	10-25%
Rao, Srinivas	Individual	–	NON-MANAGING MEMBER, PHOENIX GENERAL PARTNER II LLC	07/2015	5-10%
DARF STAR VENTURES, LP	Domestic Entity	–	NON-MANAGING MEMBER, PHOENIX GENERAL PARTNER II LLC	07/2015	5-10%
FRANK H. LEVINSON REVOCABLE LIVING TRUST DATED JULY 30, 2003	Domestic Entity	DARF STAR VENTURES, LP	LIMITED PARTNER, DARF STAR VENTURES, LP	06/2015	50-75%
IRREVOCABLE INDENTURE OF TRUST OF TRUST OF FRANK & WYNNETTE LEVINSON DTD 7/15/99	Domestic Entity	DARF STAR VENTURES, LP	LIMITED PARTNER, DARF STAR VENTURES, LP	06/2015	25-50%
LEVINSON, FRANK, HOWARD	Individual	DARF STAR VENTURES, LP	GENERAL PARTNER, DARF STAR VENTURES, LP	06/2015
WANG, YI, LING JENNIFER	Individual	–	CFO, TRUSTEE OF THE 2012 JOHN T. CHEN AND YI-LING JENNIFER WANG REVOCABLE TRUST.	01/2017	< 5%
2012 JOHN T. CHEN AND YI-LING JENNIFER WANG REVOCABLE TRUST	Domestic Entity	–	NON-MANAGING MEMBER OF PHOENIX GENERAL PARTNER, LLC	12/2017	25-50%
2012 JOHN T. CHEN AND YI-LING JENNIFER WANG REVOCABLE TRUST.	Domestic Entity	–	NON-MANAGING MEMBER OF PHOENIX GENERAL PARTNER II, LLC	12/2017	10-25%
CHEN, JOHN, TSEN-TAO	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER III LLC	11/2018	10-25%
JONASSON, ZACHARIAH, NMN	Individual	–	SPECIAL MEMBER, PHOENIX GENERAL PARTNER III LLC	08/2023	10-25%
KAMBE, NOBUYUKI, NMN	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER III LLC	11/2018	10-25%
LEVINSON, FRANK, HOWARD	Individual	–	MANAGING MEMBER, PHOENIX GENERAL PARTNER III LLC	11/2018	10-25%
PHOENIX VENTURE PARTNERS	Domestic Entity	–	NON-MANAGING MEMBER, PHOENIX GENERAL PARTNER III LLC	01/2019	5-10%
DARF STAR VENTURES, LP	Domestic Entity	–	NON-MANAGING MEMBER, PHOENIX GENERAL PARTNER III LLC	06/2019	10-25%
KANT, AVINASH	Individual	–	NON-MANAGING MEMBER, PHOENIX GENERAL PARTNER III LLC	01/2019	5-10%

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