DFJ VINACAPITAL
DFJ VINACAPITAL LTD. Legal Name
Adviser information for DFJ VINACAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75166 |
|---|---|
| SEC ERA File Number | 802-75166 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162470 |
| Legal Entity Identifier | None |
Principal Office
115 NGUYEN HUE17TH FLOOR DISTRICT 1
HO CHI MINH CITY
Vietnam
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 84 28 3821 9930, Fax: 84 28 321 9931
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| VINACAPITAL INVESTMENT MANAGEMENT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DFJ VINACAPITAL PARTNERS, LLC | Venture Capital Fund | $0.0M | $0.0M | 22 |
| DFJ VINACAPITAL, L.P. | Venture Capital Fund | $0.1M | $0.0M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DFJ NETWORK AFFILIATE VIII, LLC | Domestic Entity | – | SHAREHOLDER CLASS A | 01/2007 | 25-50% |
| HO, ANDY | Individual | – | DIRECTOR | 01/2007 | < 5% |
| HO, ANDY | Individual | – | DIRECTOR; SHAREHOLDER (VINACAPITAL INVESTMENT MANAGEMENT LTD. (BVI)) | 05/2006 | 25-50% |
| DRAPER, TIMOTHY, COOK | Individual | DFJ NETWORK AFFILIATE VIII, LLC | MANAGING MEMBER | 11/2004 | |
| FISHER, JOHN, HERBERT NEWALL | Individual | DFJ NETWORK AFFILIATE VIII, LLC | MANAGING MEMBER | 11/2004 | |
| VINACAPITAL INVESTMENT MANAGEMENT LTD. | Foreign Entity | – | SHAREHOLDER CLASS B | 01/2013 | 50-75% |
| HO, ANDY | Individual | VINACAPITAL INVESMENT MANAGEMENT LTD. | DIRECTOR | 01/2013 | |
| WOOD, DONALD, F | Individual | – | DIRECTOR | 09/2016 | < 5% |
| WOOD, DONALD, F | Individual | DFJ NETWORK AFFILIATE VIII, LLC | DIRECTOR | 09/2016 |