DFJ DRAGON
DFJ DRAGONFUND LTD. Legal Name
Adviser information for DFJ DRAGON last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75172 |
|---|---|
| SEC ERA File Number | 802-75172 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162467 |
| Legal Entity Identifier | None |
Principal Office
55 E. 3RD AVENUESAN MATEO
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 650-599-9000, Fax: 650-347-3234
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| DFJ DRAGONFUND II LTD. | Sponsor, GP, manager of pooled investment vehicles |
| DRAGONFUND LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DFJ DRAGONFUND CHINA II, L.P. | Venture Capital Fund | $23.3M | $0.1M | 31 |
| DFJ DRAGONFUND CHINA, L.P. | Venture Capital Fund | $62.5M | $0.1M | 100 |
| DFJ DRAGONFUND PARTNERS, LLC | Venture Capital Fund | $10.4M | $0.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DRAGONFUND CHINA LLC | Domestic Entity | – | SHAREHOLDER CLASS B | 06/2006 | 50-75% |
| DFJ NETWORK AFFILIATE VIII, LLC | Domestic Entity | – | SHAREHOLDER CLASS A | 06/2006 | 25-50% |
| DRAPER, TIMOTHY, COOK | Individual | – | MANAGING DIRECTOR | 02/2006 | < 5% |
| CHAO, K., BOBBY | Individual | – | MANAGING DIRECTOR | 02/2006 | < 5% |
| LI, LARRY, GUANGXIN | Individual | – | MANAGING DIRECTOR | 02/2006 | < 5% |
| CHAO, K., BOBBY | Individual | – | MANAGING MEMBER (DRAGONFUND LLC) | 02/2006 | 25-50% |
| LI, LARRY, GUANGXIN | Individual | – | MANAGING MEMBER (DRAGONFUND LLC) | 02/2006 | 25-50% |
| DRAGONFUND CHINA II, LLC | Domestic Entity | – | SHAREHOLDER CLASS B (DFJ DRAGONFUND II LTD.) | 07/2008 | > 75% |
| DFJ NETWORK AFFILIATE IX, LLC | Domestic Entity | – | SHAREHOLDER CLASS A (DFJ DRAGONFUND II LTD.) | 07/2008 | 5-10% |
| CHAO, K., BOBBY | Individual | DRAGONFUND CHINA LLC | MANAGING MEMBER | 06/2006 | 25-50% |
| LI, LARRY, GUANGXIN | Individual | DRAGONFUND CHINA LLC | MANAGING MEMBER | 06/2006 | 25-50% |
| DRAPER, TIMOTHY, COOK | Individual | DFJ NETWORK AFFILIATE VIII, LLC | MANAGING MEMBER | 11/2004 | |
| FISHER, JOHN, HERBERT NEWALL | Individual | DFJ NETWORK AFFILIATE VIII, LLC | MANAGING MEMBER | 11/2004 | |
| CHAO, K., BOBBY | Individual | DRAGONFUND CHINA II, LLC | MANAGING MEMBER | 10/2008 | 25-50% |
| LI, LARRY, GUANGXIN | Individual | DRAGONFUND CHINA II, LLC | MANAGING MEMBER | 10/2008 | 25-50% |
| DRAPER, TIMOTHY, COOK | Individual | DFJ NETWORK AFFILIATE IX, LLC | MANAGING MEMBER | 04/2007 | |
| FISHER, JOHN, HERBERT NEWALL | Individual | DFJ NETWORK AFFILIATE IX, LLC | MANAGING MEMBER | 04/2007 |