DFJ GROWTH
DFJ GROWTH MANAGEMENT, LLC Legal Name
Adviser information for DFJ GROWTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75173 |
|---|---|
| SEC ERA File Number | 802-75173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162463 |
| Legal Entity Identifier | None |
Principal Office
2882 SAND HILL ROADSUITE 150
MENLO PARK
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 650-233-9000, Fax: 650-233-9233
Chief Compliance Officer
NoneIndustry Affiliates
| DFJ GROWTH 2006 CONTINUATION PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH 2013 PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH ANDL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH III PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH IV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH NL PARTNERS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH SPX PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH SPX PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH SPX PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH SPX PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH V PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFJ GROWTH X-I PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DFJ GROWTH 2006 CONTINUATION, L.P. | Venture Capital Fund | $1,107.5M | $5.0M | 68 |
| DFJ GROWTH 2013 PARALLEL FUND, LLC | Venture Capital Fund | $36.8M | $0.0M | 36 |
| DFJ GROWTH 2013, L.P. | Venture Capital Fund | $652.5M | $0.5M | 58 |
| DFJ GROWTH ANDL INVESTORS, L.P. | Venture Capital Fund | $29.2M | $0.0M | 5 |
| DFJ GROWTH III PARALLEL FUND, LLC | Venture Capital Fund | $47.4M | $0.0M | 28 |
| DFJ GROWTH III, L.P. | Venture Capital Fund | $950.1M | $0.0M | 75 |
| DFJ GROWTH IV PARALLEL FUND, LLC | Venture Capital Fund | $37.2M | $0.0M | 33 |
| DFJ GROWTH IV, LP | Venture Capital Fund | $1,028.7M | $0.0M | 144 |
| DFJ GROWTH NL INVESTORS I, L.P. | Venture Capital Fund | $51.0M | $0.0M | 3 |
| DFJ GROWTH SPX INVESTORS II, LP | Venture Capital Fund | $141.8M | $0.0M | 19 |
| DFJ GROWTH SPX INVESTORS III, LP | Venture Capital Fund | $93.3M | $0.0M | 8 |
| DFJ GROWTH SPX INVESTORS IV, L.P. | Venture Capital Fund | $142.8M | $0.0M | 6 |
| DFJ GROWTH SPX INVESTORS, LP | Venture Capital Fund | $261.7M | $0.0M | 19 |
| DFJ GROWTH V PARALLEL FUND, LLC | Venture Capital Fund | $24.8M | $0.0M | 22 |
| DFJ GROWTH V, L.P. | Venture Capital Fund | $363.8M | $0.0M | 12 |
| DFJ GROWTH X-I, L.P. | Venture Capital Fund | $21.6M | $0.0M | 12 |
| DRAPER FISHER JURVETSON PARTNERS GROWTH FUND 2006, LLC | Venture Capital Fund | $90.7M | $0.0M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAILEY, MARK | Individual | – | MANAGING MEMBER (2006 CLASS INTEREST) | 08/2006 | 50-75% |
| FISHER, JOHN, HERBERT NEWALL | Individual | – | MANAGING MEMBER (2013 CLASS INTEREST) | 08/2006 | 25-50% |
| BAILEY, MARK | Individual | – | MANAGING MEMBER (2013 CLASS INTEREST) | 08/2006 | 25-50% |
| GLEIN, RANDY, S. | Individual | – | MANAGING MEMBER (2013 CLASS INTEREST) | 08/2006 | 25-50% |
| SCHULER, BARRY | Individual | – | MANAGING MEMBER (2006 CLASS INTEREST) | 08/2006 | 50-75% |
| SCHULER, BARRY | Individual | – | MANAGING MEMBER (2013 CLASS INTEREST) | 08/2006 | 25-50% |
| BAILEY, MARK | Individual | BAILEY, MARK | SHAREHOLDER | 09/2005 | 25-50% |
| FISHER, JOHN, HERBERT NEWALL | Individual | DFJ GROWTH FUND 2006, LTD. | SHAREHOLDER | 09/2005 | 25-50% |
| SCHULER, BARRY | Individual | DFJ GROWTH FUND 2006, LTD. | SHAREHOLDER | 09/2005 | 25-50% |
| BAILEY, MARK | Individual | – | MANAGING MEMBER (III CLASS INTEREST) | 05/2017 | 25-50% |
| GLEIN, RANDY, S. | Individual | – | MANAGING MEMBER (III CLASS INTEREST) | 05/2017 | 25-50% |
| FISHER, JOHN, HERBERT NEWALL | Individual | – | MANAGING MEMBER (III CLASS INTEREST) | 05/2017 | 25-50% |
| SCHULER, BARRY | Individual | – | MANAGING MEMBER (III CLASS INTEREST) | 05/2017 | 25-50% |
| SCHULER, BARRY | Individual | – | MANAGING MEMBER (IV CLASS INTEREST) | 02/2020 | 25-50% |
| GLEIN, RANDY, S. | Individual | – | MANAGING MEMBER (IV CLASS INTEREST) | 02/2020 | 25-50% |
| FISHER, JOHN, HERBERT NEWALL | Individual | – | MANAGING MEMBER (IV CLASS INTEREST) | 02/2020 | 25-50% |
| SCHULER, BARRY | Individual | – | MANAGING MEMBER (V CLASS INTEREST) | 09/2023 | 25-50% |
| GLEIN, RANDY, S. | Individual | – | MANAGING MEMBER (V CLASS INTEREST) | 09/2023 | 25-50% |
| FISHER, JOHN, HERBERT NEWALL | Individual | – | MANAGING MEMBER (V CLASS INTEREST) | 09/2023 | 25-50% |