INTERSOUTH ADVISORS, INC.
Adviser information for INTERSOUTH ADVISORS, INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | North Carolina, United States |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-75179 |
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SEC ERA File Number | 802-75179 |
SEC CIK Numbers | None |
SEC CRD Numbers | 162113 |
Legal Entity Identifier | None |
Principal Office
4711 HOPE VALLEY ROADSUITE 4F-632
DURHAM
NC
United States
Monday - Friday, 9 AM - 5 PM EST
Tel: 919-493-6640, Fax: 919-493-6649
Websites
Chief Compliance Officer
MITCH MUMMA
VICE PRESIDENT
4711 HOPE VALLEY ROAD
SUITE 4F-632
DURHAM
NC
United States
Tel:
919-493-6640
Fax:
919-493-6649
M****@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
FUND 4.0 | Venture Capital Fund | $48.6M | $0.0M | 44 |
FUND 5.0 | Venture Capital Fund | $53.1M | $0.0M | 36 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DOUGHERTY, DENNIS | Individual | – | PRESIDENT | 08/1985 | 50-75% |
MUMMA, MITCH | Individual | – | VICE PRESIDENT | 09/1995 | 25-50% |
BURGESS, KAY | Individual | – | SECRETARY | 04/2012 | < 5% |