INTERSOUTH ADVISORS, INC.

Adviser information for INTERSOUTH ADVISORS, INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-75179
SEC ERA File Number 802-75179
SEC CIK Numbers None
SEC CRD Numbers 162113
Legal Entity Identifier None

Principal Office

4711 HOPE VALLEY ROAD
SUITE 4F-632
DURHAM
NC
United States
Monday - Friday, 9 AM - 5 PM EST
Tel: 919-493-6640, Fax: 919-493-6649

Chief Compliance Officer

MITCH MUMMA
VICE PRESIDENT
4711 HOPE VALLEY ROAD
SUITE 4F-632
DURHAM
NC
United States
Tel: 919-493-6640
Fax: 919-493-6649
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FUND 4.0 Venture Capital Fund $48.6M $0.0M 44
FUND 5.0 Venture Capital Fund $53.1M $0.0M 36

Control Persons

Name Type Entity Title Since Ownership
DOUGHERTY, DENNIS Individual PRESIDENT 08/1985 50-75%
MUMMA, MITCH Individual VICE PRESIDENT 09/1995 25-50%
BURGESS, KAY Individual SECRETARY 04/2012 < 5%

No. Employees, Historic

0002020202120222023202420250 on 3/10/20200 on 3/15/20210 on 2/25/20220 on 3/1/20230 on 2/15/2024