ANCHORAGE CAPITAL PARTNERS

ANCHORAGE CAPITAL PARTNERS PTY LIMITED Legal Name

Adviser information for ANCHORAGE CAPITAL PARTNERS last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End JUNE
Legal Location Australia

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-75183
SEC ERA File Number 802-75183
SEC CIK Numbers None
SEC CRD Numbers 162615
Legal Entity Identifier None

Principal Office

LEVEL 39, 259 GEORGE STREET
SYDNEY, NSW
Australia
Monday - Friday, 9:00 AM TO 5:00 PM - AUSTRALIAN TIME
Tel: +61 2 8259 7777, Fax: +61 2 8259 7778

Chief Compliance Officer

None

Industry Affiliates

ACP GP III PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP GP IV PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP SERVICES III A PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP SERVICES III B PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP SERVICES III C PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP SERVICES IV A PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP SERVICES IV B PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ACP SERVICES IV C PTY LIMITED Sponsor, GP, manager of pooled investment vehicles
ANCHORAGE CAPITAL PARTNERS IV PTY. LIMITED Other investment adviser, including financial planners
ANCHORAGE CAPITAL PARTNERS MANAGEMENT PARTNERSHIP III, LP Sponsor, GP, manager of pooled investment vehicles
ANCHORAGE CAPITAL PARTNERS MANAGEMENT PARTNERSHIP IV, LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ANCHORAGE CAPITAL PARTNERS FUND III LP Private Equity Fund $141.0M $10.4M 18
ANCHORAGE CAPITAL PARTNERS TRUST III A Private Equity Fund $8.9M $10.4M 9
ANCHORAGE CAPITAL PARTNERS TRUST III B Private Equity Fund $8.9M $10.4M 10
ANCHORAGE CAPITAL PARTNERS TRUST III C Private Equity Fund $7.9M $10.4M 3

Control Persons

Name Type Entity Title Since Ownership
CAVE, PHILLIP, JOHN Individual DIRECTOR 08/2007 < 5%
ANCHORAGE CAPITAL PARTNERS HOLDCO PTY LTD Foreign Entity SHAREHOLDER 07/2013 > 75%
WARE, BENJAMIN, MARK Individual COMPANY SECRETARY 02/2018 < 5%
ANCHORAGE CAPITAL PARTNERS CUSTODIAN TRUST Foreign Entity ANCHORAGE CAPITAL PARTNERS HOLDCO PTY LTD SHAREHOLDER 06/2013 > 75%
O'BRIEN, CALLEN, JOHN Individual DIRECTOR 06/2016 < 5%
WOODHOUSE, SIMON, ROY Individual DIRECTOR 06/2016 < 5%
ACP CUSTODIAN CO PTY LTD Foreign Entity ANCHORAGE CAPITAL PARTNERS CUSTODIAN TRUST TRUSTEE 08/2007
DIXON, DREW, BEAUMONT Individual DIRECTOR 07/2022 < 5%
zhang, yan juan Individual CO-CHIEF FINANCIAL OFFICER 07/2023 < 5%
ABOOD, BERNADETTE, THERESE Individual CO-CHIEF FINANCIAL OFFICER 07/2023 < 5%

No. Employees, Historic

0002019202020212022202320240 on 10/3/20190 on 9/29/20200 on 9/24/20210 on 9/26/20220 on 9/28/2023