PAG
Adviser information for PAG last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75212 |
|---|---|
| SEC ERA File Number | 802-75212 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161814 |
| Legal Entity Identifier | None |
Principal Office
2F HARBOUR PLACEGRAND CAYMAN
Cayman Islands
Monday - Friday, 9 AM TO 5 PM
Tel: 345-949-0699, Fax: 345-949-8171
Websites
Chief Compliance Officer
KEVIN YUK LUNG CHAN
MR
33/F THREE PACIFIC PLACE
1 QUEEN'S ROAD EAST
HONG KONG
Hong Kong
Tel:
852-37193376
Fax:
852-29180881
K*****@******M
(Full email address available in API data)
Industry Affiliates
| PACIFIC ALLIANCE ASSOCIATES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PACIFIC ALLIANCE FEEDER FUND IV MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PACIFIC ALLIANCE FEEDER FUND MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PACIFIC ALLIANCE GROUP ASSET MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PACIFIC ALLIANCE SPECIAL SITUATIONS FEEDER FUND MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PACIFIC ALLIANCE SPECIAL SITUATIONS MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA CAPITAL GP I LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA CAPITAL GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA CAPITAL GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA CAPITAL GP IV LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA LOAN FEEDER MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA LOAN GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA LOAN III FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA LOAN III FEEDER II GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA LOAN MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA OPPORTUNITY B GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA OPPORTUNITY S CLASS FEEDER I GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA OPPORTUNITY S CLASS FEEDER II GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ASIA OPPORTUNITY S CLASS GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG BRS GP FEEDER LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG BRS GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG BRS GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG BRS II FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG CAPITAL STRUCTURE OPPORTUNITY GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG CHINA CREDIT DISLOCATION GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG CHINA SPECIAL SITUATIONS GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ENHANCED CREDIT GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG ENHANCED CREDIT GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG GROWTH CAPITAL GP I LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG GROWTH CAPITAL GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG INVESTMENT ADVISORS PTE. LTD. | Other investment adviser, including financial planners |
| PAG INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| PAG LOAN GP IV LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG LOAN GP V LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG LOAN IV FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG REAL ESTATE GP II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG REAL ESTATE GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG REAL ESTATE GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG REN I MANAGEMENT, PTE. LTD. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG SPECIAL SITUATIONS 3.2 FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG SPECIAL SITUATIONS GP 3.2 LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG SPECIAL SITUATIONS GP III LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG SPECIAL SITUATIONS II FEEDER FUND MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG SPECIAL SITUATIONS III FEEDER GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAG SPECIAL SITUATIONS MANAGEMENT II LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| POLYMER ASIA GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| POLYMER CAPITAL JAPAN LIMITED | Other investment adviser, including financial planners |
| POLYMER CAPITAL MANAGEMENT (HK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| POLYMER CAPITAL SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| PP PORTFOLIO MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| SCREP V MANAGEMENT (CAYMAN) LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCREP VI MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCREP VII FEEDER MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCREP VII MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P. | Hedge Fund | $3,160.9M | $5.0M | 51 |
| PACIFIC ALLIANCE ASIA SPECIAL SITUATIONS FUND, L.P. | Private Equity Fund | $121.8M | $10.0M | 52 |
| PAG ASIA I LP | Private Equity Fund | $771.5M | $20.0M | 42 |
| PAG ASIA II LP | Private Equity Fund | $6,027.4M | $30.0M | 81 |
| PAG ASIA III LP | Private Equity Fund | $6,710.2M | $30.0M | 112 |
| PAG ASIA IV LP | Private Equity Fund | $1,552.8M | $30.0M | 30 |
| PAG ASIA LOAN FUND III L.P. | Private Equity Fund | $546.8M | $20.0M | 46 |
| PAG ASIA LOAN FUND L.P. | Private Equity Fund | $1.0M | $50.0M | 50 |
| PAG ASIA OPPORTUNITY B FUND LP | Hedge Fund | $355.0M | $2.0M | 15 |
| PAG ASIA OPPORTUNITY S CLASS LP | Hedge Fund | $200.7M | $200.0M | 1 |
| PAG ASIA SPECIAL SITUATIONS FUND II L.P. | Private Equity Fund | $113.7M | $10.0M | 64 |
| PAG BRS FUND II L.P. | Private Equity Fund | $1,277.9M | $25.0M | 25 |
| PAG BRS FUND L.P. | Private Equity Fund | $216.9M | $25.0M | 9 |
| PAG CAPITAL STRUCTURE OPPORTUNITY FUND LP | Hedge Fund | $523.8M | $10.0M | 25 |
| PAG CHINA CREDIT DISLOCATION FUND LP | Private Equity Fund | $568.5M | $10.0M | 11 |
| PAG CHINA SPECIAL SITUATIONS FUND L.P. | Private Equity Fund | $107.6M | $20.0M | 6 |
| PAG ENHANCED CREDIT FUND II L.P. | Private Equity Fund | $75.7M | $50.0M | 20 |
| PAG ENHANCED CREDIT FUND III LP | Private Equity Fund | $1,431.9M | $40.0M | 20 |
| PAG GROWTH I LP | Private Equity Fund | $379.8M | $10.0M | 13 |
| PAG GROWTH II LP | Private Equity Fund | $269.4M | $10.0M | 31 |
| PAG LOAN FUND IV L.P. | Private Equity Fund | $1,081.3M | $20.0M | 51 |
| PAG LOAN FUND V LP | Private Equity Fund | $2,055.5M | $20.0M | 73 |
| PAG REAL ESTATE PARTNERS II L.P. | Real Estate Fund | $1,164.0M | $20.0M | 18 |
| PAG REAL ESTATE PARTNERS III L.P. | Real Estate Fund | $371.8M | $20.0M | 15 |
| PAG REAL ESTATE PARTNERS L.P. | Real Estate Fund | $54.1M | $10.0M | 9 |
| PAG REN I, L.P. | Real Estate Fund | $96.6M | $10.0M | 3 |
| PAG SPECIAL SITUATIONS FUND 3.2 L.P. | Private Equity Fund | $354.0M | $10.0M | 21 |
| PAG SPECIAL SITUATIONS FUND III L.P. | Private Equity Fund | $554.5M | $10.0M | 54 |
| SCREP VI, L.P. | Real Estate Fund | $355.0M | $5.0M | 23 |
| SCREP VII, L.P. | Real Estate Fund | $1,014.6M | $10.0M | 26 |
| SECURED CAPITAL REAL ESTATE PARTNERS V, L.P. | Real Estate Fund | $38.7M | $5.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOPPINO, JON, PAUL | Individual | – | DIRECTOR (PAG) | 12/2010 | < 5% |
| CASTLE ROAD HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER (PAG) | 09/2011 | 10-25% |
| CRANE, DEREK, ROY | Individual | – | DIRECTOR AND GROUP CHIEF OPERATING OFFICER (PAG) | 12/2010 | < 5% |
| SHAN, WEIJIAN | Individual | – | DIRECTOR 07/2010 AND CHAIRMAN 10/2010 AND SHAREHOLDER 03/2011 (PAG) | 07/2010 | 25-50% |
| GRADEL, CHRISTOPHER, MARCUS | Individual | – | DIRECTOR (PAG) | 07/2010 | < 5% |
| PRAXIS TRUST (BVI) LIMITED | Foreign Entity | CASTLE ROAD HOLDINGS LIMITED | TRUSTEE AND SHAREHOLDER | 09/2011 | > 75% |
| Chan, Kevin, Yuk Lung | Individual | – | GROUP HEAD OF COMPLIANCE (PAG) | 01/2017 | < 5% |
| PEGASUS HOLDINGS MASTER SUB L.P. | Domestic Entity | – | SHAREHOLDER (PAG) | 03/2018 | 10-25% |
| PE INCENTIVE LIMITED | Foreign Entity | – | SHAREHOLDER (PAG) | 12/2022 | 5-10% |
| CRANE, DEREK, ROY | Individual | PE INCENTIVE LIMITED | SHAREHOLDER | 12/2022 | > 75% |
| Salathe, Gregory, Robert | Individual | – | GROUP GENERAL COUNSEL (PAG) | 05/2022 | < 5% |