ALLOS VENTURE MANAGEMENT COMPANY, LTD.
Adviser information for ALLOS VENTURE MANAGEMENT COMPANY, LTD. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75217 |
|---|---|
| SEC ERA File Number | 802-75217 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163236 |
| Legal Entity Identifier | None |
Principal Office
2724 ERIE AVE SUITE 200CINCINNATI
OH
United States
Monday - Friday, 8:30-5:00
Tel: 513-456-1001, Fax: 513-723-2306
Chief Compliance Officer
NoneIndustry Affiliates
| BLUE CHIP VENTURE COMPANY, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SIXTY8 CAPITAL VENTURES LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLOS I CO-INVESTMENT FUND, L.P. | Venture Capital Fund | $3.2M | $1.6M | 3 |
| ALLOS I LIMITED PARTNERSHIP | Venture Capital Fund | $20.2M | $0.1M | 65 |
| ALLOS I-B, LP | Venture Capital Fund | $4.7M | $0.0M | 33 |
| ALLOS II CO-INVESTMENT FUND | Venture Capital Fund | $1.1M | $1.4M | 3 |
| ALLOS II LIMITED PARTNERSHIP | Venture Capital Fund | $5.3M | $0.3M | 34 |
| ALLOS II-B L.P. | Venture Capital Fund | $2.4M | $0.0M | 25 |
| ALLOS II-Q LIMITED PARTNERSHIP | Venture Capital Fund | $23.6M | $0.3M | 82 |
| ALLOS III L.P. | Venture Capital Fund | $9.3M | $0.3M | 25 |
| ALLOS III-B LP | Venture Capital Fund | $1.9M | $0.0M | 22 |
| ALLOS III-Q L.P. | Venture Capital Fund | $62.0M | $0.3M | 51 |
| ALLOS IV L.P. | Venture Capital Fund | $6.7M | $0.3M | 35 |
| ALLOS IV-Q L.P. | Venture Capital Fund | $38.7M | $0.3M | 43 |
| ALLOS OPPORTUNITY FUND L.P. | Venture Capital Fund | $2.0M | $0.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MC ILWRAITH, JOHN, C. | Individual | – | PRESIDENT | 01/2023 | 50-75% |
| MC ILWRAITH, JOHN, C. | Individual | – | MANAGING DIRECTOR, ALLOS VENTURES II LLC | 03/2012 | 50-75% |
| WHITEHEAD, JULIE, ANN | Individual | – | CFO AND ASSISTANT TREASURER | 05/2013 | < 5% |
| MC ILWRAITH, JOHN, C. | Individual | – | MANAGING DIRECTOR, ALLOS VENTURES LLC | 09/2009 | 50-75% |
| Kerr, David, C | Individual | – | MANAGING DIRECTOR ALLOS VENTURES III LLC | 01/2019 | 25-50% |
| MC ILWRAITH, JOHN, C. | Individual | – | MANAGING DIRECTOR ALLOS VENTURES III LLC | 05/2018 | 25-50% |
| Kerr, David, C | Individual | – | SECRETARY AND TREASURER | 01/2023 | 50-75% |
| MC ILWRAITH, JOHN, C. | Individual | – | MANAGING DIRECTOR, ALLOS VENTURES IV LLC | 10/2021 | 25-50% |
| Kerr, David, C | Individual | – | MANAGING DIRECTOR, ALLOS VENTURES IV LLC | 10/2021 | 25-50% |