ALOTHON GROUP LLC
Adviser information for ALOTHON GROUP LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75221 |
|---|---|
| SEC ERA File Number | 802-75221 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161817 |
| Legal Entity Identifier | None |
Principal Office
RUA JOAQUIM FLORIANO1052 CONJUNTO 142
SAO PAULO
Brazil
Monday - Friday, 9AM-6PM
Tel: +551130740340, Fax: +551130740349
Websites
Chief Compliance Officer
ANA PAULA BANNWART
CFO, MANAGING DIRECTOR
10 EAST 53RD STREET
36TH FLOOR
NEW YORK
NY
United States
Tel:
+12128102728
A*************@**********M
(Full email address available in API data)
Industry Affiliates
| ALOTHON CRISTAL MANAGEMENT L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALOTHON FUND II MANAGEMENT L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALOTHON FUND III MANAGEMENT L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALOTHON CRISTAL L.P. | Private Equity Fund | $12.3M | $0.0M | 4 |
| ALOTHON FUND II L.P. | Private Equity Fund | $14.8M | $5.0M | 10 |
| ALOTHON FUND II-NL, L.P. | Private Equity Fund | $2.1M | $5.0M | 2 |
| ALOTHON FUND III L.P. | Private Equity Fund | $269.5M | $5.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANNWART, ANA, PAULA | Individual | – | MANAGING DIRECTOR, CCO, CFO OF ALOTHON GROUP, LLC | 01/2005 | < 5% |
| BIAGIONI, ETTORE, VICTOR | Individual | – | MANAGING PARTNER OF ALOTHON GROUP, LLC | 10/2004 | > 75% |
| ANTARES CORP. | Domestic Entity | – | MEMBER OF ALOTHON GROUP, LLC | 10/2004 | 5-10% |
| BIAGIONI, ETTORE, VICTOR | Individual | ANTARES CORP. | SHAREHOLDER | 10/2004 | > 75% |
| BANNWART, ANA, PAULA | Individual | – | OWNER OF ALOTHON FUND II MANAGEMENT, LP | 12/2011 | 10-25% |
| BANNWART, ANA, PAULA | Individual | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2016 | 5-10% |
| BIAGIONI, ETTORE, VICTOR | Individual | – | OWNER OF ALOTHON FUND II MANAGEMENT, LP | 05/2008 | 50-75% |
| BIAGIONI, ETTORE, VICTOR | Individual | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2013 | 25-50% |
| BIAGIONI, ETTORE, VICTOR | Individual | – | OWNER OF ALOTHON CRISTAL MANAGEMENT, LP | 01/2007 | > 75% |
| SCHUFTAN, HANNAH | Individual | – | OWNER OF ALOTHON FUND II MANAGEMENT, LP | 12/2011 | 5-10% |
| SCHUFTAN, HANNAH | Individual | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2016 | 5-10% |
| Aguiar, Thiago | Individual | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 11/2017 | 5-10% |
| ALOTHON GROUP LLC | Domestic Entity | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2016 | 10-25% |
| LUCENA, JUAN | Individual | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2016 | < 5% |
| LUCENA, JUAN | Individual | – | OWNER OF ALOTHON FUND II MANAGEMENT, LP | 12/2011 | 10-25% |
| CL2B CONSULTORIA EMPRESARIAL LTDA. - ME | Foreign Entity | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2016 | 10-25% |
| Tatini, Guilherme | Individual | – | OWNER OF ALOTHON FUND III MANAGEMENT, LP | 12/2016 | < 5% |
| SCHUFTAN, HANNAH | Individual | – | PRINCIPAL OF ALOTHON GROUP, LLC | 02/2014 | < 5% |