LLOYDS BANK PLC
Adviser information for LLOYDS BANK PLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealerBank |
Principal Office
25 GRESHAM STREETLONDON
United Kingdom
Monday - Friday, 9.00 AM TO 17.00 PM
Tel: 44 0 207 626 1500, Fax: 44 0 207 356 2477
Chief Compliance Officer
EMMA NOBLE
MS
25 GRESHAM
LONDON
United Kingdom
Tel:
+44(0)7759405441
Fax:
NA
E*********@****************M
(Full email address available in API data)
Industry Affiliates
| BANK OF SCOTLAND PLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution |
| HBOS ((HOLDING COMPANY NOT REGULATED BY FCA/PRA) | Banking or thrift institution |
| LLOYDS BANK ASSET FINANCE LTD | Banking or thrift institution |
| LLOYDS BANKING GROUP PLC (HOLDING COMPANY NOT REGULATED BY FCA/PRA). | Banking or thrift institution |
| LLOYDS SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MBNA LTD | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CANCARA ASSET SECURITISATION LIMITED - ABCP PROGRAMME | Securitized Asset Fund | $1,572.7M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LLOYDS BANKING GROUP PLC | Foreign Entity | – | PARENT COMPANY | 12/2005 | > 75% |
| LORENZO, ANTONIO | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 05/2011 | < 5% |
| DICKINSON, ALAN, PETER | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2014 | < 5% |
| OLDFIELD, DAVID, JAMES STANLEY | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 05/2014 | < 5% |
| Pope, Janet | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 09/2017 | < 5% |
| LUPTON, JAMES, ROGER CROMPTON | Individual | – | NON EXECUTIVE DIRECTOR | 06/2017 | < 5% |
| LORENZO, ANTONIO | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 03/2016 | < 5% |
| SHELLEY, STEPHEN, ROBERT | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 09/2017 | < 5% |
| WALTON, ANDREW, CHARLES | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 12/2018 | < 5% |
| CHALMERS, WILLIAM, LEON DAVID | Individual | – | CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR | 08/2019 | < 5% |
| LEGG, SARAH, CATHERINE | Individual | – | NON EXECUTIVE DIRECTOR | 12/2019 | < 5% |
| MACKENZIE, AMANDA, FELICITY | Individual | – | NON EXECUTIVE DIRECTOR | 10/2018 | < 5% |
| WOODS, CATHERINE, MARIE | Individual | – | NON EXECUTIVE DIRECTOR | 03/2020 | < 5% |
| HINSHELWOOD, NIGEL, GRANT | Individual | – | NON EXECUTIVE DIRECTOR | 01/2019 | < 5% |
| Bentley, Sarah | Individual | – | NON EXECUTIVE DIRECTOR | 01/2019 | < 5% |
| GILLIGAN, BRENDAN, EDWARD | Individual | – | NON EXECUTIVE DIRECTOR | 01/2019 | < 5% |
| Budenberg, Robin, Francis | Individual | – | DIRECTOR | 01/2021 | < 5% |
| Cheetham, Kate | Individual | – | CHIEF LEGAL OFFICER | 07/2019 | < 5% |
| Nunn, Charles, Alan | Individual | – | EXECUTIVE DIRECTOR AND GROUP CHIEF EXECUTIVE | 08/2021 | < 5% |
| Mehta, Harmeen | Individual | – | DIRECTOR | 11/2021 | < 5% |
| Corfield, Elyn | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 07/2022 | < 5% |
| Winter, John | Individual | – | GROUP EXECUTIVE COMMITTEE MEMEBER | 09/2022 | < 5% |
| Opperman, Jayne | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 01/2023 | < 5% |
| Doherty, Sharon | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 06/2022 | < 5% |
| Harris, Joanne | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 07/2022 | < 5% |
| Singh, Jasjyot | Individual | – | GROUP EXECUTIVE COMMITTEE MEMBER | 07/2022 | < 5% |
| Turner, Cathy | Individual | – | NON EXECUTIVE DIRECTOR | 11/2022 | < 5% |
| Wheway, Scott | Individual | – | NON EXECUTIVE DIRECTOR | 01/2023 | < 5% |