REGAL FUNDS MANAGEMENT
REGAL FUNDS MANAGEMENT PTY LTD Legal Name
Adviser information for REGAL FUNDS MANAGEMENT last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
LEVEL 47, GATEWAY1 MACQUARIE PLACE
SYDNEY
Australia
Monday - Friday, 8-6 AEST
Tel: +61281974333, Fax: +61281974334
Chief Compliance Officer
NoneIndustry Affiliates
| ATTUNGA CAPITAL PTY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EAST POINT ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KILTER INVESTMENTS PTY LTD | Other investment adviser, including financial planners |
| PM CAPITAL LIMITED | Other investment adviser, including financial planners |
| REGAL ASIAN INVESTMENTS MANAGEMENT PTY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| REGAL FUNDS MANAGEMENT ASIA PTE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REGAL PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TAURUS FUNDS MANAGEMENT | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VGI PARTNERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VGI PARTNERS OFFSHORE MASTER FUND | Hedge Fund | $23.7M | $1.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEW HIGHLAND PTY LTD | Foreign Entity | KING FAMILY TRUST | TRUSTEE | 01/2002 | |
| HO, KENNY | Individual | – | CHIEF FINANCIAL OFFICER & COMPANY SECRETARY | 07/2006 | < 5% |
| O'CONNOR, BRENDAN JOHN | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR | 12/2016 | < 5% |
| KING, PHILIP | Individual | NEW HIGHLAND PTY LTD | SHAREHOLDER | 01/2002 | > 75% |
| GIBSON, IAN MARK | Individual | – | DIRECTOR | 10/2017 | < 5% |
| LIU, KATHLEEN | Individual | – | GENERAL COUNSEL AND COMPANY SECRETARY | 04/2020 | < 5% |
| BLANCHE, SUSAN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
| REGAL PARTNERS LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2022 | > 75% |
| KING FAMILY TRUST | Foreign Entity | REGAL PARTNERS LIMITED | SHAREHOLDER | 06/2022 | 25-50% |
| CAMERON, IAN | Individual | – | DIRECTOR | 11/2022 | < 5% |