RIVER CAPITAL, INC

Adviser information for RIVER CAPITAL, INC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-75259
SEC ERA File Number 802-75259
SEC CIK Numbers None
SEC CRD Numbers 163170
Legal Entity Identifier None

Principal Office

4200 NORTHSIDE PARKWAY , BUILDING 14, SUITE 250
ATLANTA
GA
United States
Monday - Friday, 9-5:00
Tel: 404-873-2166, Fax: 404-873-2158

Chief Compliance Officer

None

Industry Affiliates

RIVER GENERAL PARTNERS IV, LLC Sponsor, GP, manager of pooled investment vehicles
RIVER GENERAL PARTNERS V, L.L.C. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RIVER CAPITAL INVESTORS IV, L.P. Private Equity Fund $0.3M $0.2M 26
RIVER CAPITAL INVESTORS V, L.P. Private Equity Fund $4.5M $0.2M 19
RIVER CAPITAL PARTNERS IV, L.P. Private Equity Fund $2.6M $1.0M 12
RIVER CAPITAL PARTNERS V, L.P. Private Equity Fund $9.8M $2.0M 3

Control Persons

Name Type Entity Title Since Ownership
WETHINGTON, AMY, E. Individual SHAREHOLDER 04/1985 50-75%
HULSE LESLIE, BETTY Individual SHAREHOLDER 04/1985 50-75%

No. Employees, Historic

000202020212022202320240 on 3/10/20200 on 3/23/20210 on 3/2/20220 on 3/22/2023