CORRELATION MANAGEMENT, LLC
Adviser information for CORRELATION MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75301 |
|---|---|
| SEC ERA File Number | 802-75301 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161940 |
| Legal Entity Identifier | None |
Principal Office
9255 TOWNE CENTRE DRIVESUITE 350
SAN DIEGO
CA
United States
Monday - Friday, 8:30-5:00
Tel: 858-412-8500, Fax: 858-408-1840
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CORRELATION VENTURES EXECUTIVES FUND II, L.P. | Venture Capital Fund | $7.9M | $0.0M | 34 |
| CORRELATION VENTURES EXECUTIVES FUND III, LP | Venture Capital Fund | $2.1M | $0.0M | 28 |
| CORRELATION VENTURES EXECUTIVES FUND, LP | Venture Capital Fund | $13.0M | $0.0M | 48 |
| CORRELATION VENTURES II, L.P. | Venture Capital Fund | $206.8M | $1.0M | 56 |
| CORRELATION VENTURES III, L.P. | Venture Capital Fund | $114.4M | $1.0M | 52 |
| CORRELATION VENTURES, LP | Venture Capital Fund | $57.1M | $0.1M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COATS FAMILY TRUST DTD 02-14-2001 | Domestic Entity | – | ASSIGNEE | 01/2012 | 25-50% |
| KIENZLE TRUST DTD 9-29-2004 | Domestic Entity | – | ASSIGNEE | 01/2012 | 25-50% |
| MILLER FAMILY TRUST DTD 08-11-2009 | Domestic Entity | – | ASSIGNEE | 01/2012 | 5-10% |
| PATHRIA, ANU, KUMAR | Individual | – | MANAGER | 01/2010 | 5-10% |
| AZCA CAPITAL INVESTORS, LLC | Domestic Entity | – | MEMBER | 04/2006 | 5-10% |
| COATS, CAROLINE, ANN | Individual | COATS FAMILY TRUST DTD 02-14-2001 | TRUSTEE | 02/2001 | |
| COATS, DAVID, EDWARD | Individual | COATS FAMILY TRUST DTD 02-14-2001 | TRUSTEE | 02/2001 | |
| KIENZLE, TREVOR, FREDERIC | Individual | KIENZLE TRUST DTD 09-29-2004 | TRUSTEE | 09/2004 | |
| KIENZLE, MARY, KATHERINE | Individual | KIENZLE TRUST DTD 09-29-2004 | TRUSTEE | 09/2004 | |
| CHUI, GRACE, M | Individual | MILLER FAMILY TRUST DTD 08-11-2009 | TRUSTEE | 08/2009 | |
| MILLER, SCOTT, KENNETH | Individual | MILLER FAMILY TRUST DTD 08-11-2009 | TRUSTEE | 08/2009 | |
| COATS, DAVID, EDWARD | Individual | – | MANAGER | 04/2006 | < 5% |
| KIENZLE, TREVOR, FREDERIC | Individual | – | MANAGER | 07/2007 | < 5% |
| CHUI, GRACE, M | Individual | – | MANAGER | 11/2006 | < 5% |
| BARKLEY AG ENTERPRISES, LLP | Domestic Entity | AZCA CAPITAL INVESTORS, LLC | MEMBER | 04/2006 | 25-50% |
| BARKLEY, ROBERT, K | Individual | BARKLEY AG ENTERPRISES, LLP | PARTNER | 10/1997 | |
| ANDERSON, DOUG | Individual | AZCA CAPITAL INVESTORS, LLC | MANAGER | 03/2006 | |
| JRJ PARTNERS, LLC | Domestic Entity | AZCA CAPITAL INVESTORS, LLC | MEMBER | 09/2010 | 25-50% |
| JESSEN, DIRK | Individual | JRJ PARTNERS, LLC | MEMBER | 05/2006 | 25-50% |
| DECKEY, GOWAN | Individual | JRJ PARTNERS, LLC | MEMBER | 05/2006 | 25-50% |
| JESSEN, JULI | Individual | JRJ PARTNERS, LLC | MEMBER | 05/2006 | 25-50% |
| JESSEN, MARK | Individual | JRJ PARTNERS, LLC | MEMBER | 05/2006 | 25-50% |