BLUMBERG CAPITAL, L.L.C.
Adviser information for BLUMBERG CAPITAL, L.L.C. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75344 |
|---|---|
| SEC ERA File Number | 802-75344 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163230 |
| Legal Entity Identifier | None |
Principal Office
432 BRYANT ST.SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-6PM
Tel: 415-905-5000, Fax: 415-358-8098
Chief Compliance Officer
NoneIndustry Affiliates
| BLUMBERG CAPITAL MANAGEMENT I, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLUMBERG CAPITAL MANAGEMENT II, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLUMBERG CAPITAL MANAGEMENT III, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLUMBERG CAPITAL MANAGEMENT IV, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLUMBERG CAPITAL MANAGEMENT V, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLUMBERG CAPITAL OPPORTUNITY FUND MANAGEMENT II, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLUMBERG CAPITAL OPPORTUNITY FUND MANAGEMENT, L.L.C | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUMBERG CAPITAL AFFILIATES I, L.P. | Venture Capital Fund | $0.2M | $0.0M | 7 |
| BLUMBERG CAPITAL I, L.P. | Venture Capital Fund | $14.2M | $0.0M | 15 |
| BLUMBERG CAPITAL II, L.P. | Venture Capital Fund | $110.7M | $0.1M | 54 |
| BLUMBERG CAPITAL III, L.P. | Venture Capital Fund | $215.5M | $0.0M | 80 |
| BLUMBERG CAPITAL IV, L.P. | Venture Capital Fund | $253.7M | $0.0M | 97 |
| BLUMBERG CAPITAL OPPORTUNITY FUND (CR), L.P. | Venture Capital Fund | $37.6M | $0.0M | 15 |
| BLUMBERG CAPITAL OPPORTUNITY FUND (EK), L.P. | Venture Capital Fund | $8.7M | $0.0M | 31 |
| BLUMBERG CAPITAL OPPORTUNITY FUND (FB), L.P. | Venture Capital Fund | $5.0M | $0.0M | 19 |
| BLUMBERG CAPITAL OPPORTUNITY FUND (TR), L.P. | Venture Capital Fund | $15.2M | $0.0M | 49 |
| BLUMBERG CAPITAL OPPORTUNITY FUND (YP), L.P. | Venture Capital Fund | $15.4M | $0.0M | 18 |
| BLUMBERG CAPITAL OPPORTUNITY FUND I, L.P. | Venture Capital Fund | $89.5M | $0.0M | 144 |
| BLUMBERG CAPITAL V, L.P. | Venture Capital Fund | $210.1M | $0.0M | 200 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TARAGIN, BRUCE, KEVIN | Individual | – | MANAGING DIRECTOR, BLUMBERG CAPITAL, L.L.C. | 07/2007 | < 5% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL MANAGEMENT I, L.L.C. | 02/2000 | 50-75% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL MANAGEMENT II, L.L.C. | 04/2007 | 50-75% |
| TARAGIN, BRUCE, KEVIN | Individual | – | MEMBER, BLUMBERG CAPITAL MANAGEMENT I, L.L.C. | 08/2007 | 25-50% |
| TARAGIN, BRUCE, KEVIN | Individual | – | MEMBER, BLUMBERG CAPITAL MANAGEMENT II, L.L.C. | 01/2008 | 25-50% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL MANAGEMENT III, L.L.C. | 06/2012 | > 75% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL OPPORTUNITY FUND MANAGEMENT, L.L.C. | 06/2014 | > 75% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL MANAGEMENT IV, L.L.C. | 01/2015 | > 75% |
| GILLAN, STEVEN, GEORGE | Individual | – | CHIEF FINANCIAL OFFICER | 09/2018 | < 5% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL MANAGEMENT V, L.L.C. | 11/2019 | > 75% |
| BLUMBERG CAPITAL HOLDINGS, L.L.C. | Domestic Entity | – | MANAGING MEMBER, BLUMBERG CAPITAL, L.L.C. | 10/2021 | > 75% |
| BLUMBERG, DAVID, JAMES | Individual | – | MANAGING MEMBER, BLUMBERG CAPITAL OPPORTUNITY FUND MANAGEMENT II, LLC | 04/2021 | > 75% |
| BLUMBERG, DAVID, JAMES | Individual | BLUMBERG CAPITAL HOLDINGS, L.L.C. | MANAGING MEMBER, BLUMBERG CAPITAL HOLDINGS, L.L.C. | 10/2021 | > 75% |