SEVIN ROSEN FUNDS
SEVIN ROSEN BAYLESS MANAGEMENT COMPANY Legal Name
Adviser information for SEVIN ROSEN FUNDS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-75391 |
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SEC ERA File Number | 802-75391 |
SEC CIK Numbers | None |
SEC CRD Numbers | 160409 |
Legal Entity Identifier | None |
Principal Office
3879 MAPLE AVE #400DALLAS
TX
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 972-702-1100, Fax: 972-702-1103
Websites
Chief Compliance Officer
NoneIndustry Affiliates
SRB ASSOCIATES IX L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
SEVIN ROSEN FUND IX L.P. | Venture Capital Fund | $19.8M | $0.0M | 120 |
SEVIN ROSEN IX AFFILIATES FUND L.P. | Venture Capital Fund | $0.3M | $0.0M | 20 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BAYLESS, JON, W | Individual | – | PRESIDENT | 07/1987 | < 5% |
DOMENIK, STEPHEN, L | Individual | – | VICE PRESIDENT | 02/1997 | < 5% |
DOW, STEPHEN, M | Individual | – | VICE PRESIDENT | 04/1995 | 10-25% |
JAGGERS, JOHN, VINSON | Individual | – | VICE PRESIDENT | 04/1995 | 10-25% |
KIMZEY, JACKIE, R | Individual | – | VICE PRESIDENT | 08/2000 | < 5% |
MCLEAN, DAVID, J | Individual | – | VICE PRESIDENT | 08/2005 | < 5% |
OXAAL, JOHN, T | Individual | – | VICE PRESIDENT | 11/2004 | < 5% |
PHIPPS, CHARLES, H | Individual | – | VICE PRESIDENT | 04/1995 | < 5% |
SCHUELE, ALAN, R | Individual | – | VICE PRESIDENT | 01/2001 | < 5% |
STURIALE, NICHOLAS, G | Individual | – | VICE PRESIDENT | 11/2004 | < 5% |
BUEHLER, ALAN, SCOTT | Individual | – | CHIEF FINANCIAL OFFICER | 10/2005 | < 5% |
SEVIN ROSEN IX MANAGEMENT COMPANY | Domestic Entity | – | SHAREHOLDER | 11/2004 | 50-75% |