CAPULA INVESTMENT MANAGEMENT LLP
Adviser information for CAPULA INVESTMENT MANAGEMENT LLP last updated from Form ADV on October 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
7 CLARGES STREETLONDON
United Kingdom
Monday - Friday, 8AM - 5PM
Tel: +4420 707 10900, Fax: +4420 7071 0950
Websites
Chief Compliance Officer
MICHELLE BEDWIN
CHIEF COMPLIANCE OFFICER
7 CLARGES STREET
LONDON
United Kingdom
Tel:
+4420 7071 0900
Fax:
+4420 7071 0950
M******@***************M
(Full email address available in API data)
Industry Affiliates
| CAPULA INVESTMENT MANAGEMENT ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CAPULA INVESTMENT JAPAN LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT US LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPUA VOLATILITY OPPORTUNITIES MASTER FUND LIMITED | Hedge Fund | $6,154.2M | $1.0M | 56 |
| CAPULA ENHANCED FIXED INCOME MASTER FUND LIMITED | Hedge Fund | $17,009.9M | $50.0M | 52 |
| CAPULA GLOBAL RELATIVE VALUE MASTER FUND LIMITED | Hedge Fund | $237,612.3M | $5.0M | 408 |
| CAPULA HYBRID HEDGE STRATEGY MASTER FUND LIMITED | Hedge Fund | $166.3M | $10.0M | 6 |
| CAPULA MULTI STRATEGY MASTER FUND LIMITED | Hedge Fund | $2,414.1M | $5.0M | 45 |
| CAPULA TACTICAL MACRO MASTER FUND LIMITED | Hedge Fund | $26,166.5M | $5.0M | 223 |
| CAPULA TAIL RISK MASTER FUND LIMITED | Hedge Fund | $12,221.2M | $5.0M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUO, YAN, NMN | Individual | – | CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MEMBER OF CAPULA INVESTMENT MANAGEMENT LLP | 10/2005 | 25-50% |
| ASAI, MASAO, NMN | Individual | – | MEMBER OF CAPULA INVESTMENT MANAGEMENT LLP | 10/2005 | 5-10% |
| CAPULA MANAGEMENT LIMITED | Foreign Entity | CAPULA INVESTMENT SERVICES LTD | SHAREHOLDER | 06/2005 | |
| HUO, YAN, NMN | Individual | CAPULA MANAGEMENT LIMITED | SHAREHOLDER | 08/2005 | 25-50% |
| BLOOM, JONATHAN, SIMON | Individual | – | CHIEF LEGAL OFFICER, CAPULA INVESTMENT MANAGEMENT LLP | 07/2011 | < 5% |
| WU, BING-LE | Individual | – | MEMBER OF CAPULA INVESTMENT MANAGEMENT LLP | 04/2008 | < 5% |
| CML HOLDINGS LLC. | Foreign Entity | – | MEMBER OF CAPULA INVESTMENT MANAGEMENT LLP | 10/2017 | 10-25% |
| AMG CONCEPTION HOLDINGS 3 LTD. | Foreign Entity | CML HOLDINGS LLC. | MEMBER | 10/2017 | > 75% |
| AMG GAMMA HOLDINGS LTD. | Foreign Entity | AMG CONCEPTION HOLDINGS 3 LTD. | MEMBER | 06/2016 | > 75% |
| AFFILIATED MANAGERS GROUP, INC. | Domestic Entity | AMG GAMMA HOLDINGS LTD. | MEMBER | 06/2016 | > 75% |
| Lowe, Samuel, Xun-Wei | Individual | – | CHIEF FINANCIAL OFFICER, CAPULA INVESTMENT MANAGEMENT LLP | 05/2017 | < 5% |
| CAPULA INVESTMENT SERVICES LTD | Foreign Entity | – | MEMBER | 06/2005 | < 5% |
| Naud, John, Douglas | Individual | – | PRESIDENT, CAPULA INVESTMENT MANAGEMENT LLP | 12/2020 | < 5% |
| WARREN, PETER, JOHN CURTIS | Individual | – | CO-CHIEF OPERATING OFFICER | 04/2022 | < 5% |
| DHAWAN, SALIL | Individual | – | CO-CHIEF OPERATING OFFICER | 04/2022 | < 5% |
| BEDWIN, MICHELLE, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER, CAPULA INVESTMENT MANAGEMENT LLP | 04/2023 | < 5% |