CAPULA INVESTMENT JAPAN LIMITED
Adviser information for CAPULA INVESTMENT JAPAN LIMITED last updated from Form ADV on June 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-75440 |
|---|---|
| SEC ERA File Number | 802-75440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163365 |
| Legal Entity Identifier | 549300GJR0INBD14FB30 |
Principal Office
22F TOKYO TORANOMON GLOBAL SQUARE1-3-1 TORANOMON, MINATO-KU
TOKYO
Japan
Monday - Friday, 8:00AM - 5:00PM
Tel: +81 3 4530 4800, Fax: None
Chief Compliance Officer
MAMORU SAKAI
REPRESENTATIVE DIRECTOR
22F TOKYO TORANOMON GLOBAL SQUARE
1-3-1 TORANOMON, MINATO-KU
TOKYO
Japan
Tel:
+81 3 4530 4800
M*****@***************M
(Full email address available in API data)
Industry Affiliates
| CAPULA INVESTMENT MANAGEMENT ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CAPULA INVESTMENT MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT US LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPULA MANAGEMENT LIMITED | Foreign Entity | CAPULA INVESTMENT SERVICES LTD. | SHAREHOLDER | 06/2005 | > 75% |
| CAPULA INVESTMENT SERVICES LTD. | Foreign Entity | – | SHAREHOLDER | 10/2007 | > 75% |
| HUO, YAN, NMN | Individual | CAPULA MANAGEMENT LIMITED | SHAREHOLDER | 10/2005 | 25-50% |
| SAKAI, MAMORU, NMN | Individual | – | REPRESENTATIVE DIRECTOR | 10/2007 | < 5% |
| KURIBAYASHI, YOSHINARI | Individual | – | SENIOR PORTFOLIO MANAGER | 05/2013 | < 5% |
| HUO, YAN, NMN | Individual | – | DIRECTOR | 10/2007 | < 5% |
| ASAI, MASAO, NMN | Individual | – | DIRECTOR | 10/2007 | < 5% |
| SAKAKIBARA, EISUKE, NMN | Individual | – | DIRECTOR | 10/2008 | < 5% |