ARC FINANCIAL
ARC FINANCIAL CORP Legal Name
Adviser information for ARC FINANCIAL last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75460 |
|---|---|
| SEC ERA File Number | 802-75460 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162336 |
| Legal Entity Identifier | 254900K7B3PE48HK5877 |
Principal Office
4300, 400 3RD AVENUE SWCALGARY, ALBERTA
Canada
Monday - Friday, 8AM - 5PM MOUNTAIN TIME
Tel: 403-292-0680, Fax: 403-292-0276
Chief Compliance Officer
CHRISTOPHER ANDERSON
4300, 400 3RD AVE SW
CALGARY, ALBERTA
Canada
Tel:
403.292.0392
Fax:
403.292.0276
C********@***************M
(Full email address available in API data)
Industry Affiliates
| ARC EQUITY MANAGEMENT (FUND 10) PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARC EQUITY MANAGEMENT (FUND 11) PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARC EQUITY MANAGEMENT (FUND 6) LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARC EQUITY MANAGEMENT (FUND 7) LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARC EQUITY MANAGEMENT (FUND 8) LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARC EQUITY MANAGEMENT (FUND 9) LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 11 | Private Equity Fund | $0.4M | $0.5M | 1 |
| 12 | Private Equity Fund | $111.2M | $0.5M | 8 |
| 13 | Private Equity Fund | $0.4M | $0.5M | 1 |
| 14 | Private Equity Fund | $1.9M | $0.5M | 2 |
| 61 | Private Equity Fund | $27.4M | $5.0M | 21 |
| 62 | Private Equity Fund | $8.7M | $5.0M | 3 |
| 63 | Private Equity Fund | $10.4M | $5.0M | 4 |
| 64 | Private Equity Fund | $2.9M | $5.0M | 8 |
| 71 | Private Equity Fund | $247.4M | $5.0M | 48 |
| 72 | Private Equity Fund | $64.9M | $5.0M | 6 |
| 73 | Private Equity Fund | $107.9M | $5.0M | 11 |
| 74 | Private Equity Fund | $23.6M | $5.0M | 3 |
| 81 | Private Equity Fund | $449.5M | $5.0M | 48 |
| 82 | Private Equity Fund | $110.2M | $5.0M | 7 |
| 83 | Private Equity Fund | $172.7M | $5.0M | 6 |
| 84 | Private Equity Fund | $28.5M | $5.0M | 3 |
| 91 | Private Equity Fund | $314.3M | $5.0M | 10 |
| 92 | Private Equity Fund | $167.2M | $5.0M | 7 |
| 93 | Private Equity Fund | $118.2M | $5.0M | 5 |
| 94 | Private Equity Fund | $8.1M | $5.0M | 2 |
| 95 | Private Equity Fund | $30.5M | $30.0M | 1 |
| 96 | Private Equity Fund | $7.6M | $7.5M | 1 |
| 111 | Private Equity Fund | $2.3M | $1.5M | 4 |
| 112 | Private Equity Fund | $73.0M | $0.5M | 7 |
| 113 | Private Equity Fund | $57.3M | $75.0M | 2 |
| 114 | Private Equity Fund | $3.0M | $3.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARC FINANCIAL MANAGMENT LTD. | Foreign Entity | – | SHAREHOLDER | 12/2006 | > 75% |
| ARC FINANCIAL GROUP LTD. | Foreign Entity | ARC FINANCIAL MANAGMENT LTD. | SHAREHOLDER | 06/2000 | > 75% |
| VIEWPOINT CAPITAL CORPORATION | Foreign Entity | ARC FINANCIAL GROUP LTD. | SHAREHOLDER | 03/1998 | 25-50% |
| TERTZAKIAN, PETER | Individual | – | MANAGING DIRECTOR | 07/2020 | < 5% |
| CURRIE, LAUCHLAN, J | Individual | – | CO-CHAIR & DIRECTOR | 09/2016 | < 5% |
| BROWN, KEVIN, J | Individual | – | CO-CHAIR & DIRECTOR | 07/2020 | < 5% |
| VAN WIELINGEN, MAC, H | Individual | – | FOUNDER | 07/2020 | < 5% |
| EVANS, ANDREW, L | Individual | – | MANAGING DIRECTOR | 09/2016 | < 5% |
| CAUSGROVE, TANYA, M | Individual | – | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | 09/2016 | < 5% |
| BOULANGER, BRIAN, P | Individual | – | CEO & DIRECTOR | 07/2020 | < 5% |
| VAN WIELINGEN, MAC, H | Individual | VIEWPOINT CAPITAL CORPORATION | SHAREHOLDER | 03/1998 | > 75% |
| Forrest, Jacqueline, Catharine | Individual | – | MANAGING DIRECTOR | 07/2020 | < 5% |
| Gackle, Jeremy | Individual | – | MANAGING DIRECTOR | 07/2020 | < 5% |
| FOSTER, JAMES, KENT | Individual | – | MANAGING DIRECTOR | 07/2020 | < 5% |
| SCHELLENBERG, DUANE, KEVIN | Individual | – | MANAGING DIRECTOR | 07/2020 | < 5% |
| HAUG, KARA, LYNN | Individual | – | DIRECTOR, SVP FINANCE | 07/2022 | < 5% |