CONCORDE CAPITAL CORPORATION
Adviser information for CONCORDE CAPITAL CORPORATION last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-75469 |
|---|---|
| SEC ERA File Number | 802-75469 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163527 |
| Legal Entity Identifier | None |
Principal Office
8383 PRESTON CENTER PLAZA DRIVESUITE 360
DALLAS
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 972-701-5400, Fax: 972-701-5420
Websites
Chief Compliance Officer
GREGORY B. WOOD
MANAGING DIRECTOR
8383 PRESTON CENTER PLAZA DRIVE
SUITE 360
DALLAS
TX
United States
Tel:
972-701-5400
Fax:
972-701-5420
G*******@*************M
(Full email address available in API data)
Industry Affiliates
| CONCORDE INVESTMENT MANAGEMENT | Other investment adviser, including financial planners |
| OMNIMED CAPITAL LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONCORDE CAPITAL ENERGY PARTNERS II, LP | Private Equity Fund | $11.9M | $0.1M | 68 |
| CONCORDE EORIGINAL PARTNERS, L.P. | Private Equity Fund | $0.3M | $0.1M | 74 |
| CONCORDE TANGIBLE ASSETS PARTNERSHIP, LTD. | Private Equity Fund | $0.2M | $0.1M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOOD, GARY, BRENT | Individual | – | MANAGING DIRECTOR AND PRESIDENT | 01/1991 | 50-75% |
| WOOD, GREGORY, BRENT | Individual | – | MANGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 12/2014 | 25-50% |