PROSPERITY CAPITAL MANAGEMENT LIMITED
Adviser information for PROSPERITY CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
MARKET ST., 2ND FLOOR, GARDENIA COURT, CAMANA BAYGRAND CAYMAN
Cayman Islands
Monday - Friday, 7.30 - 16.30
Tel: +1 345 745 8500, Fax: +1 345 745 8501
Websites
Chief Compliance Officer
JOHN DAVIGHI
GROUP COMPLIANCE OFFICER
3RD FLOOR
207 REGENT STREET
LONDON
United Kingdom
Tel:
+44(0)7384835933
Fax:
+44(0)2072996951
J*@********************M
(Full email address available in API data)
Industry Affiliates
| PROSPERITY CAPITAL MANAGEMENT (RF) LIMITED | Other investment adviser, including financial planners |
| PROSPERITY CAPITAL MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEW RUSSIAN GENERATION LIMITED CLASS A | Hedge Fund | $19.2M | $0.1M | 27 |
| NEW RUSSIAN GENERATION LIMITED CLASS B | Hedge Fund | $57.5M | $0.1M | 58 |
| PROSPERITY FUNDAMENTAL VALUE FUND | Hedge Fund | $288.7M | $1.0M | 99 |
| THE PROSPERITY CUB FUND | Hedge Fund | $58.7M | $1.0M | 12 |
| THE PROSPERITY QUEST FUND | Hedge Fund | $155.2M | $1.0M | 566 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ST LAWRENCE MANAGEMENT LTD | Foreign Entity | – | SHAREHOLDER | 10/2010 | 25-50% |
| BARRETINA LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2012 | 25-50% |
| HASTINGS, RICHARD, GRAHAM | Individual | – | CHIEF FINANCIAL OFFICER | 07/2008 | < 5% |
| KEANE, JOSEPH, MICHAEL | Individual | – | DIRECTOR | 02/2009 | < 5% |
| THOMSON, PETER, ALFRED | Individual | – | DIRECTOR | 10/2007 | < 5% |
| WESTMAN, JOHAN, MATTIAS | Individual | – | SHAREHOLDER | 09/2007 | 10-25% |
| MCDONALD, BENJAMIN, JAMES | Individual | – | GENERAL COUNSEL | 07/2012 | < 5% |
| DAVIGHI, JOHN | Individual | – | GROUP COMPLIANCE OFFICER | 12/2018 | < 5% |
| WESTMAN, MATTIAS | Individual | ST LAWRENCE MANAGEMENT LTD | SHAREHOLDER | 10/1996 | 50-75% |
| BRANIS, ALEXANDER | Individual | BARRETINA LIMITED | SHAREHOLDER | 12/1996 | > 75% |
| MAZALOV, IVAN, NICKOLAEVICH | Individual | – | SHAREHOLDER | 09/2003 | 5-10% |
No. Employees, Historic
Holdings
From latest 13F, filed May 15th, 2020 for period ending March 31st, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| MOBILE TELESYSTEMS PJSC | SPONSORED ADR | 5K | 717K | NONE |
| VEON LTD | SPONSORED ADR | 78K | 52M | NONE |